Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Recruiting Scoreboard (Q4 2020)

Recruiting Gains

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Recruiting Losses

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Net Gains

Firm Total Moves

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Net Losses

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Latest moves

Filters

Adviser(s) Firm joining Firm leaving AUM ($M) Date
Paul B SavonaAmeriprise Financial Services, LLCCetera Advisor Networks LLC10-02-2020
Robert Walker HeagneyAmeriprise Financial Services, LLCCetera Advisor Networks LLC10-02-2020
Joseph Paul PreddyLPL Financial LLCCetera Advisor Networks LLC$10009-18-2020
David Emil JohnsonLPL Financial LLCCetera Advisor Networks LLC$2609-18-2020
Randall Ernest SaulnierLPL Financial LLCCetera Advisor Networks LLC09-18-2020
Paul Joseph ValenteLPL Financial LLCCetera Advisor Networks LLC09-18-2020
Stephen SowersLPL Financial LLCCetera Advisor Networks LLC$5009-18-2020
James TowneLPL Financial LLCCetera Advisor Networks LLC09-18-2020
Robert S ThompsonLPL Financial LLCCetera Advisor Networks LLC09-18-2020
Sarah C BevinsMoney Concepts Capital CorpCetera Advisor Networks LLC09-17-2020
Daniel Roger JandroAdvisorNet Wealth ManagementCetera Advisor Networks LLC09-11-2020
Richard Scott CanterPensionmark Securities, LLCCetera Advisor Networks LLC$5009-03-2020
David Andrew ParkerPensionmark Securities, LLCCetera Advisor Networks LLC09-02-2020
Pedro HeroOasis AdvisersCetera Advisor Networks LLC09-02-2020
Kenneth Asa CullipherCambridge Investment Research, Inc.Cetera Advisor Networks LLC$809-01-2020
Lisa Ann VilardiPensionmark Securities, LLCCetera Advisor Networks LLC09-01-2020
Peter Joe WiedewitschAdvisorNet Wealth ManagementCetera Advisor Networks LLC09-01-2020
Alexander Galen GarnerCambridge Investment Research, Inc.Cetera Advisor Networks LLC$15009-01-2020
Lisa Bruzeau AldreteGoldman Sachs & Co.Cetera Advisor Networks LLC08-31-2020
David Alan KingAmeriprise Financial Services, LLCCetera Advisor Networks LLC08-21-2020
Jonathan Michael RigoniNorth Shore Capital Group Investment Advisors, IncCetera Advisor Networks LLC08-21-2020
James Edward LatiolaisInvicta Financial GroupCetera Advisor Networks LLC08-14-2020
Thomas James ProosStraight Path Wealth ManagementCetera Advisor Networks LLC07-27-2020
Terri-Ann Camille LindoLPL Financial LLCCetera Advisor Networks LLC$5007-22-2020
Thomas Joseph WardValMark Securities, Inc.Cetera Advisor Networks LLC$2507-16-2020
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Showing 1 to 25 of 660 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.