Advisers on the Move TEST

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Latest moves


Adviser(s) Firm joining Firm leaving AUM ($M) Date
Brian Philip KontySecurities America, Inc.Cetera Advisor Networks LLC03-30-2020
Paul Jeffrey MillhollinWaddell & ReedCetera Advisor Networks LLC$2503-27-2020
Peter Michael DesantisLPL Financial LLCCetera Advisor Networks LLC$5003-27-2020
David Vaughn ThomasAmeritas Investment Company, LLCCetera Advisor Networks LLC$5003-20-2020
Thomas Roe OldtLPL Financial LLCCetera Advisor Networks LLC$5003-16-2020
Keith Matthew FialaLPL Financial LLCCetera Advisor Networks LLC$15003-09-2020
Deborah Sue SimsMadison Avenue Securities, LLCCetera Advisor Networks LLC03-09-2020
Carrie Elizabeth BowmanLPL Financial LLCCetera Advisor Networks LLC$5003-05-2020
Matthew Ryan GrayLPL Financial LLCCetera Advisor Networks LLC03-02-2020
James Donald AndersonCWM, LLCCetera Advisor Networks LLC$5002-28-2020
Melanie J. HousdenRaymond James Financial Services, Inc.Cetera Advisor Networks LLC$6202-24-2020
Shaun BordenKey Investment Services LLCCetera Advisor Networks LLC02-21-2020
Adam R. TauMadison Avenue Securities, LLCCetera Advisor Networks LLC02-19-2020
Clarence Ronald Patton Jr.Alexander Capital, L.P.Cetera Advisor Networks LLC02-18-2020
Gerald L. Vanderhorst Jr.Pruco Securities, LLC.Cetera Advisor Networks LLC02-12-2020
Joann Marie NorthHorter Investment Management, LLCCetera Advisor Networks LLC02-12-2020
Johnnie Earl JurgensenLPL Financial LLCCetera Advisor Networks LLC$2502-10-2020
Brett Alan BayerLPL Financial LLCCetera Advisor Networks LLC$2502-10-2020
Meenakshi SharmaAmeriprise Financial Services, LLCCetera Advisor Networks LLC01-22-2020
Shelley AustinQuarry Hill AdvisorsCetera Advisor Networks LLC01-20-2020
Chris C. LascaridesM&T Securities, Inc.Cetera Advisor Networks LLC01-17-2020
David Alan WiedmeyerPruco Securities, LLC.Cetera Advisor Networks LLC01-16-2020
Clinton Datees GharibMadison Avenue Securities, LLCCetera Advisor Networks LLC$5001-13-2020
Jeffery John SchadeMadison Avenue Securities, LLCCetera Advisor Networks LLC01-13-2020
Tarik EldinLPL Financial LLCCetera Advisor Networks LLC01-10-2020
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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.