Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Adviser(s) Firm joining Firm leaving AUM ($M) Date
Michael Arthur Thomas Jr.Cambridge Investment Research, Inc.Cetera Advisor Networks LLC$1001-02-2009
Harry Phillip GoodwinCambridge Investment Research, Inc.Cetera Advisor Networks LLC01-02-2009
Bonnie Lynn RobinsonHD Vest Investment ServicesCetera Advisor Networks LLC01-08-2009
Andrew Carl RennerfeldtCetera Advisors LLCCetera Advisor Networks LLC02-05-2009
Rachel Thuthuy HoangNPB Financial Group, LLCCetera Advisor Networks LLC$1004-28-2009
Kevin Matthew BowyerCarroll Financial Associates IncCetera Advisor Networks LLC06-09-2009
Andrew Einar SwansonSecurities America, Inc.Cetera Advisor Networks LLC06-15-2009
Jorge L. TollincheKovack Securities Inc.Cetera Advisor Networks LLC06-17-2009
Ramon Antonio GonzalezKovack Securities Inc.Cetera Advisor Networks LLC06-17-2009
Jose Juan NievesKovack Securities Inc.Cetera Advisor Networks LLC06-17-2009
Rene Jose Villate-CortesKovack Securities Inc.Cetera Advisor Networks LLC06-17-2009
Christopher Raymond JaegerSecurities America, Inc.Cetera Advisor Networks LLC06-25-2009
William Aio MathewsCambridge Investment Research, Inc.Cetera Advisor Networks LLC07-01-2009
Barton Raymond KetterlingCommonwealth Financial NetworkCetera Advisor Networks LLC07-01-2009
Kenneth Alan Muskat, Bradley BronkCommonwealth Financial NetworkCetera Advisor Networks LLC07-01-2009
Donald Alan BeemSecurities America, Inc.Cetera Advisor Networks LLC07-10-2009
Kristen Janeene HafnerCambridge Investment Research, Inc.Cetera Advisor Networks LLC07-16-2009
Mark Edward EngleSecurities America, Inc.Cetera Advisor Networks LLC07-20-2009
Ross Antonio DelucaSecurities America, Inc.Cetera Advisor Networks LLC07-24-2009
Allen Earl RobertsonSecurities America, Inc.Cetera Advisor Networks LLC07-24-2009
Wade Emanuel GribaldoIndependent Financial Group, LLCCetera Advisor Networks LLC07-31-2009
W. Jillian LinkSecurities America, Inc.Cetera Advisor Networks LLC07-31-2009
Martin H. SakaiIndependent Financial Group, LLCCetera Advisor Networks LLC08-04-2009
Nathan Daniel BergelandSecurities America, Inc.Cetera Advisor Networks LLC08-14-2009
Thomas James ConnorSecurities America, Inc.Cetera Advisor Networks LLC08-19-2009
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Showing 1 to 25 of 445 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.

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