Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves


Adviser(s) Firm joining Firm leaving AUM ($M) Date
Harry Phillip GoodwinCambridge Investment Research, Inc.Cetera Advisor Networks LLC$15001-02-2009
James Ellis KoenigCambridge Investment Research, Inc.Cetera Advisor Networks LLC$25001-02-2009
Taylor Nolen YionoulisHinds Financial Group IncCetera Advisor Networks LLC10-29-2009
Jonathan Stewart TalanWaddell & ReedCetera Advisor Networks LLC11-08-2011
Amelia Krill GuidiUBS Financial Services Inc.Cetera Advisor Networks LLC10-04-2013
Carol Ann SutterfieldCetera Advisor Networks LLCCetera Advisor Networks LLC$50010-09-2013
Joshua Paul NelsonWestern Wealth Management LLCCetera Advisor Networks LLC04-17-2014
Thomas David JonesPrincipal Securities, Inc.Cetera Advisor Networks LLC$36009-02-2014
Gregory R. SchoweTriumph Capital ManagementCetera Advisor Networks LLC02-18-2016
Mitchell Lewis BloomBloom Financial, LLCCetera Advisor Networks LLC03-15-2017
Henry Arthur Taylor IIIMoloney Securities Co., Inc.Cetera Advisor Networks LLC05-17-2017
Robert Andrew JarvisThe Leaders Group, Inc.Cetera Advisor Networks LLC05-24-2017
Lucas A. CasarezLevel Up Financial Planning, LLCCetera Advisor Networks LLC11-01-2017
Brian Lewis JohnsonRoyal Alliance Associates, Inc.Cetera Advisor Networks LLC$25012-20-2017
Michael Vincent PapaSpire Securities, LLCCetera Advisor Networks LLC$50012-21-2017
David William WeheRaymond James Financial Services, Inc.Cetera Advisor Networks LLC$44002-01-2018
Elizabeth Anne WindischGPS Wealth Strategies Group, LLCCetera Advisor Networks LLC03-26-2018
Jeffrey Scott MarkewichLPL Financial LLCCetera Advisor Networks LLC$10003-29-2018
Justin Carter PritchardApproach Financial PlanningCetera Advisor Networks LLC12-14-2018
Ryan T. ChesterThe Leaders Group, Inc.Cetera Advisor Networks LLC03-21-2019

Showing 1 to 20 of 20 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.


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