Advisers on the Move TEST

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves


Adviser(s) Firm joining Firm leaving AUM ($M) Date
Sheila Angela MedinaAmeriprise Financial Services, LLCCetera Advisor Networks LLC10-16-2017
Julianne Finato ThorntonCambridge Investment Research, Inc.Cetera Advisor Networks LLC$1701-04-2010
Joseph James FragaleCambridge Investment Research, Inc.Cetera Advisor Networks LLC01-04-2010
Thomas James EalyCetera Advisor Networks LLCCetera Advisor Networks LLC$15004-09-2019
Jean Elizabeth BeranekCetera Advisor Networks LLCCetera Advisor Networks LLC$1011-28-2016
Denise Lynn MuskaCharles Schwab & Co., Inc.Cetera Advisor Networks LLC10-10-2014
James Joseph CallahanForesters Equity Services, Inc.Cetera Advisor Networks LLC12-11-2012
Jeffrey Thomas KellettH. Beck, Inc.Cetera Advisor Networks LLC$1008-01-2016
William Matthew LafondH. Beck, Inc.Cetera Advisor Networks LLC$5008-01-2016
Timothy Joseph GlennonH. Beck, Inc.Cetera Advisor Networks LLC$1008-01-2016
Christopher C. GonzalesInvestment Planners, Inc.Cetera Advisor Networks LLC05-08-2015
Richard Christopher RileyInvestment Professionals, Inc.Cetera Advisor Networks LLC03-22-2011
Michael Richard RamageLegacy Innovations, Inc.Cetera Advisor Networks LLC04-30-2010
Richard Neil FischmanLPL Financial LLCCetera Advisor Networks LLC12-07-2018
Robert Lewis FrankLPL Financial LLCCetera Advisor Networks LLC12-04-2018
Robb Alec DejongeLPL Financial LLCCetera Advisor Networks LLC12-04-2018
Michael James SchultzLPL Financial LLCCetera Advisor Networks LLC$5012-04-2018
Mirnes TursunovicLPL Financial LLCCetera Advisor Networks LLC12-04-2018
Renee R. ServisLPL Financial LLCCetera Advisor Networks LLC$2511-30-2018
Marcia Laurene NewkirkLPL Financial LLCCetera Advisor Networks LLC$5011-28-2018
Gail Denise DugasLPL Financial LLCCetera Advisor Networks LLC11-16-2018
Joseph NaboznyLPL Financial LLCCetera Advisor Networks LLC11-15-2018
Mark Edwin BehrnsLPL Financial LLCCetera Advisor Networks LLC$811-15-2018
Steven Richard NicholsLPL Financial LLCCetera Advisor Networks LLC$5011-15-2018
Agnes Ann RoachLPL Financial LLCCetera Advisor Networks LLC$1711-01-2018
Next Page »

Showing 1 to 25 of 74 entries

Page 1 | 2 | 3

Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.