Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Recruiting Scoreboard (Q4 2020)

Recruiting Gains

Firm Total Moves

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Recruiting Losses

Firm Total Moves

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Net Gains

Firm Total Moves

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Net Losses

Firm Total Moves

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Latest moves

Adviser(s) Firm joining Firm leaving AUM ($M) Date
Daniel B ChancellorAmerican Portfolios Financial Services, Inc.Cetera Advisor Networks LLC12-16-2019
Heath David SlainCUSO Financial Services, L.P.Cetera Advisor Networks LLC11-26-2018
Robert Lewis FrankLPL Financial LLCCetera Advisor Networks LLC12-04-2018
William Lynn BollingerLPL Financial LLCCetera Advisor Networks LLC$7212-04-2018
Robb Alec DejongeLPL Financial LLCCetera Advisor Networks LLC12-04-2018
Thomas Joseph GrypLPL Financial LLCCetera Advisor Networks LLC12-04-2018
Michael James SchultzLPL Financial LLCCetera Advisor Networks LLC$5012-04-2018
Mirnes TursunovicLPL Financial LLCCetera Advisor Networks LLC12-04-2018
Justin Ryan RizzoLPL Financial LLCCetera Advisor Networks LLC11-06-2018
Ernst Rowland NimsLPL Financial LLCCetera Advisor Networks LLC$10011-02-2018
Frank Arthur RizzoLPL Financial LLCCetera Advisor Networks LLC$2511-02-2018
Lynnea Ann KutckaLPL Financial LLCCetera Advisor Networks LLC11-02-2018
John Paul HansenLPL Financial LLCCetera Advisor Networks LLC11-02-2018
Michael Stanley DobrzynskiLPL Financial LLCCetera Advisor Networks LLC11-02-2018
Nelson Roy SchoonLPL Financial LLCCetera Advisor Networks LLC$1010-19-2018
James Kurt MesserLPL Financial LLCCetera Advisor Networks LLC06-27-2018
Thomas Joseph SponselPark Avenue Securities LLCCetera Advisor Networks LLC$1005-09-2012
Nicholas Ryan WebsterTIAA-CREF Individual & Institutional Services, LLCCetera Advisor Networks LLC08-15-2012

Showing 1 to 18 of 18 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.