Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves

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Adviser(s) Firm joining Firm leaving AUM ($M) Date
Christopher Mark RileyCapFinancial Securities, LLC.Cetera Advisor Networks LLC$5002-03-2020
Vinton Earl Fountain IIICapFinancial Securities, LLC.Cetera Advisor Networks LLC$50002-03-2020
Francis Martin Beam IIICapFinancial Securities, LLC.Cetera Advisor Networks LLC$10002-03-2020
ZACHARY PAUL BOERGERCarroll Financial Associates IncCetera Advisor Networks LLC02-02-2018
Jacob Charles CarrCarroll Financial Associates IncCetera Advisor Networks LLC10-06-2017
KEITH ROBERT BENTONCarroll Financial Associates IncCetera Advisor Networks LLC09-02-2016
CARL DAVID TOLSON IIICarroll Financial Associates IncCetera Advisor Networks LLC09-02-2016
Derek James HawkCarroll Financial Associates IncCetera Advisor Networks LLC09-02-2016
Patrick James BobbinsCarroll Financial Associates IncCetera Advisor Networks LLC01-21-2015
Richard P. TaylorCarroll Financial Associates IncCetera Advisor Networks LLC07-03-2013
Denis Richard CurcioCarroll Financial Associates IncCetera Advisor Networks LLC04-07-2010
Kevin Matthew BowyerCarroll Financial Associates IncCetera Advisor Networks LLC06-09-2009
Theodore John Delisi IVCWM, LLCCetera Advisor Networks LLC04-02-2018
Dorothy Ann SperryFountain Financial Associates, Inc.Cetera Advisor Networks LLC04-29-2016
Brice Sawyer GibsonFountain Financial Associates, Inc.Cetera Advisor Networks LLC12-07-2015
Christopher Mark RileyFountain Financial Associates, Inc.Cetera Advisor Networks LLC06-17-2015
Vinton Earl Fountain IIIFountain Financial Associates, Inc.Cetera Advisor Networks LLC06-08-2015
Francis Martin Beam IIIFountain Financial Associates, Inc.Cetera Advisor Networks LLC03-27-2015
David Lee BolickIndependent Advisor Alliance, LLCCetera Advisor Networks LLC05-18-2016
Ty Gary HensleyIndependent Advisor Alliance, LLCCetera Advisor Networks LLC10-02-2015
Matthew Gregory JelnickyIndependent Advisor Alliance, LLCCetera Advisor Networks LLC07-20-2015
Jeffrey Brent JoyceINVEST Financial CorporationCetera Advisor Networks LLC$10012-15-2015
Deborah M SweeneyLPL Financial LLCCetera Advisor Networks LLC$50007-20-2015
Tara Suzanne McdonaldLPL Financial LLCCetera Advisor Networks LLC04-10-2014
Jessica Nadine SextonLPL Financial LLCCetera Advisor Networks LLC$50003-05-2014
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Showing 1 to 25 of 42 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.

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