Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves

Adviser(s) Firm joining Firm leaving AUM ($M) Date
Thomas Joseph SheafferNationwide Securities, LLCCetera Advisor Networks LLC04-16-2010
Dennis Don McMillanCWM, LLCCetera Advisor Networks LLC07-01-2011
Ronald Lloyd Carson Jr.CWM, LLCCetera Advisor Networks LLC07-01-2011
Jason Donald ComesCWM, LLCCetera Advisor Networks LLC07-01-2011
Mark Robert LookabillCWM, LLCCetera Advisor Networks LLC07-01-2011
Elizabeth Anne WilliamsCambridge Investment Research, Inc.Cetera Advisor Networks LLC$10010-03-2011
Jamie Marie CarrollCWM, LLCCetera Advisor Networks LLC04-24-2013
Teresa Elizabeth MilnerCWM, LLCCetera Advisor Networks LLC05-20-2013
Michele M. SchreckCWM, LLCCetera Advisor Networks LLC08-21-2015
James Robert CaldwellCWM, LLCCetera Advisor Networks LLC01-31-2017
Shayla Marie KrihaCWM, LLCCetera Advisor Networks LLC09-21-2017
Nicholas Joseph NalbachMorgan StanleyCetera Advisor Networks LLC08-23-2018
Brook Emme ThompsonFBL Marketing Services, LLCCetera Advisor Networks LLC11-05-2018
Robert Michael WellmanEdward JonesCetera Advisor Networks LLC$15004-15-2019
Zachary Blackwell RitcheyWells Fargo Clearing Services, LLC (Formerly Wells Fargo Advisors, LLC)Cetera Advisor Networks LLC10-08-2019
Pamela PenaU.S. Bancorp Investments, Inc.Cetera Advisor Networks LLC$10011-04-2019

Showing 1 to 16 of 16 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.


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