Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves


Adviser(s) Firm joining Firm leaving AUM ($M) Date
Michael David HonoldNYLIFE Securities LLCCetera Advisor Networks LLC$10007-08-2009
Thomas George GoodwinSummit Equities, Inc.Cetera Advisor Networks LLC$15002-16-2010
Alan Jay LevineLPL Financial LLCCetera Advisor Networks LLC$10004-29-2010
Robert M ScolaLPL Financial LLCCetera Advisor Networks LLC$50004-29-2010
Mira MizrahiLPL Financial LLCCetera Advisor Networks LLC$25005-03-2010
Libertad Morente RosenkranzNationwide Planning Associates Inc.Cetera Advisor Networks LLC$10006-07-2010
Babajide Adeniyi OluyemiLPL Financial LLCCetera Advisor Networks LLC$50007-29-2010
Dipti RathLPL Financial LLCCetera Advisor Networks LLC$50007-29-2010
Michael Albert KosupMorgan StanleyCetera Advisor Networks LLC04-14-2011
Carole Ann SarsonKestra Investment Services, LLCCetera Advisor Networks LLC$10008-08-2011
James Joseph Kirlin Jr.Lincoln Financial Advisors CorporationCetera Advisor Networks LLC$50001-07-2012
Jacob RiloffTFS Securities, Inc.Cetera Advisor Networks LLC01-17-2012
Lorie Ann RiosLPL Financial LLCCetera Advisor Networks LLC$10006-15-2012
Christopher Joseph McCoyCalton & Associates, Inc.Cetera Advisor Networks LLC$10008-31-2012
Douglas Richard RothCalton & Associates, Inc.Cetera Advisor Networks LLC$15008-31-2012
Ryan Patrick DegrauCalton & Associates, Inc.Cetera Advisor Networks LLC$25008-31-2012
Jodi M. EhrlichCalton & Associates, Inc.Cetera Advisor Networks LLC$25008-31-2012
Michael Richard BrennanCalton & Associates, Inc.Cetera Advisor Networks LLC$50008-31-2012
Joseph James Russo Jr.Calton & Associates, Inc.Cetera Advisor Networks LLC$50008-31-2012
Tyler Fielding WhitehouseCalton & Associates, Inc.Cetera Advisor Networks LLC$50008-31-2012
Gerard Louis ViolaCalton & Associates, Inc.Cetera Advisor Networks LLC08-31-2012
Richard L Going IIGarden State Securities, Inc.Cetera Advisor Networks LLC$25009-14-2012
Robert Francis ClaussenLPL Financial LLCCetera Advisor Networks LLC09-18-2012
Daniel Joseph Gallagher Jr.PNC InvestmentsCetera Advisor Networks LLC10-10-2012
Richard Joseph CliffordLincoln Financial Securities CorporationCetera Advisor Networks LLC$25011-05-2012
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Showing 1 to 25 of 35 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.


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