Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves


Adviser(s) Firm joining Firm leaving AUM ($M) Date
Matthew Stephen ClementCantella & Co., Inc.Cetera Advisor Networks LLC$10009-08-2009
Tarasia Jean MaguireNYLIFE Securities LLCCetera Advisor Networks LLC09-14-2009
Dennis James HollarnNYLIFE Securities LLCCetera Advisor Networks LLC$10009-17-2009
Daniel Hyun Bum SoeNational Securities CorporationCetera Advisor Networks LLC$50002-25-2010
Rodnel Anthony SpellerNational Securities CorporationCetera Advisor Networks LLC$50008-02-2010
Patrick Joseph McgradyMerrill Lynch, Pierce, Fenner & Smith IncorporatedCetera Advisor Networks LLC05-20-2011
Joshua MondscheinCalton & Associates, Inc.Cetera Advisor Networks LLC$41008-31-2012
Joseph Robert OleskePHX Financial, Inc.Cetera Advisor Networks LLC$10009-16-2013
William Hugh KellyUnited Capital Financial AdvisersCetera Advisor Networks LLC10-16-2013
Peter Kenneth GawrelukCommonwealth Financial NetworkCetera Advisor Networks LLC$14006-01-2015
Michael Ambrose RyanLPL Financial LLCCetera Advisor Networks LLC01-14-2016
Jesse R. WalckIBN Financial Services, Inc.Cetera Advisor Networks LLC03-28-2016
William Patrick CarrollCambridge Investment Research, Inc.Cetera Advisor Networks LLC$10010-17-2016
Robert Joseph HetheringtonJ.P. Morgan Securities LLCCetera Advisor Networks LLC03-27-2017
Dhurgham Najwat GhazoolPruco Securities, LLC.Cetera Advisor Networks LLC03-05-2018
Lawrence Steven WagnerCommonwealth Financial NetworkCetera Advisor Networks LLC$12404-02-2018
Ira Gary ChernickNational Securities CorporationCetera Advisor Networks LLC$12105-31-2019
Robert F. BlairLPL Financial LLCCetera Advisor Networks LLC06-24-2019
Timothy Joseph DenisNYLIFE Securities LLCCetera Advisor Networks LLC12-04-2019

Showing 1 to 19 of 19 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.


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