Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves

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Adviser(s) Firm joining Firm leaving AUM ($M) Date
Justin Ryan RizzoLPL Financial LLCCetera Advisor Networks LLC11-06-2018
Daniel Robert WendtEnhancing Capital LLCCetera Advisor Networks LLC10-27-2017
Deborah Lucille TrinkleyInfinex Investments, Inc.Cetera Advisor Networks LLC$112-08-2016
John Edward Murphy Jr.Infinex Investments, Inc.Cetera Advisor Networks LLC12-07-2016
VICKI ANN KREMPELSInfinex Investments, Inc.Cetera Advisor Networks LLC12-07-2016
Jamie Kohr CashLPL Financial LLCCetera Advisor Networks LLC11-18-2016
Victoria Anne SchofieldLPL Financial LLCCetera Advisor Networks LLC$111-18-2016
Thomas G RegenskiINVEST Financial CorporationCetera Advisor Networks LLC11-16-2016
Stephanie Lynn PefferINVEST Financial CorporationCetera Advisor Networks LLC06-24-2016
Scott Brandon CrowleyFSC Securities CorporationCetera Advisor Networks LLC05-02-2016
Bryin Alan SillsWells Fargo Clearing Services, LLCCetera Advisor Networks LLC04-13-2016
Ashley A MillerMetLife Securities Inc.Cetera Advisor Networks LLC01-29-2016
Stephen Edward GeorgeHD Vest Investment ServicesCetera Advisor Networks LLC10-30-2015
Malcolm Roger ParksInfinex Investments, Inc.Cetera Advisor Networks LLC$5009-02-2015
Mark Charles KoehlerKovack Securities Inc.Cetera Advisor Networks LLC03-12-2015
Martin Edward LeonardLPL Financial LLCCetera Advisor Networks LLC$2502-20-2015
Amy Jo MartinRaymond James Financial Services, Inc.Cetera Advisor Networks LLC12-15-2014
Michael Charles BanwellCitizens Securities, Inc.Cetera Advisor Networks LLC$15008-21-2014
Brian Rano LuekerTriad Advisors LLCCetera Advisor Networks LLC$105-05-2014
Mark Baum BaickerTriad Advisors LLCCetera Advisor Networks LLC05-05-2014
Robert Barry HamiltonTriad Advisors LLCCetera Advisor Networks LLC05-05-2014
Stephanie White McculloughTriad Advisors LLCCetera Advisor Networks LLC05-05-2014
Patrick James RosenellaPruco Securities, LLC.Cetera Advisor Networks LLC04-24-2014
Robert Mcintyre Flood IIIFidelity Federal Planning Corp.Cetera Advisor Networks LLC12-02-2013
Royal Dubose JoslinLincoln Financial Advisors CorporationCetera Advisor Networks LLC$10012-02-2013
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Showing 1 to 25 of 65 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.

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