Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves


Adviser(s) Firm joining Firm leaving AUM ($M) Date
Daniel Robert WendtEnhancing Capital LLCCetera Advisor Networks LLC10-27-2017
Jamie Kohr CashLPL Financial LLCCetera Advisor Networks LLC11-18-2016
Victoria Anne SchofieldLPL Financial LLCCetera Advisor Networks LLC11-18-2016
Scott Brandon CrowleyFSC Securities CorporationCetera Advisor Networks LLC05-02-2016
Jill Dianne ShambachCetera Investment Services LLCCetera Advisor Networks LLC04-22-2016
Stephanie Louise YoungCetera Investment Services LLCCetera Advisor Networks LLC04-22-2016
Bryin Alan SillsWells Fargo Clearing Services, LLCCetera Advisor Networks LLC04-13-2016
Joseph John HoweInfinex Investments, Inc.Cetera Advisor Networks LLC06-01-2015
Amy J. MartinRaymond James Financial Services, Inc.Cetera Advisor Networks LLC12-15-2014
Michael Charles BanwellCitizens Securities, Inc.Cetera Advisor Networks LLC08-21-2014
Brian Rano LuekerTriad Advisors LLCCetera Advisor Networks LLC05-05-2014
Patrick James RosenellaPruco Securities, LLC.Cetera Advisor Networks LLC04-24-2014
Royal Dubose JoslinLincoln Financial Advisors CorporationCetera Advisor Networks LLC12-02-2013
James Gervase KalieAmeriprise Financial Services, Inc.Cetera Advisor Networks LLC09-03-2013
Andrew Martin MeehanLPL Financial LLCCetera Advisor Networks LLC09-18-2012
Martin William MinderLPL Financial LLCCetera Advisor Networks LLC09-12-2012
John Emmanuel Simone Sr.LPL Financial LLCCetera Advisor Networks LLC09-10-2012
Neil Ira GordonLPL Financial LLCCetera Advisor Networks LLC09-10-2012
Brian D. PlattLPL Financial LLCCetera Advisor Networks LLC09-04-2012
Gerald Lee Preschutti Jr.Wealth Advisory Group, Inc.Cetera Advisor Networks LLC07-31-2012
Dale M. DominickMid Atlantic Capital CorporationCetera Advisor Networks LLC04-02-2012
Heidi Sue KennedyH. Beck, Inc.Cetera Advisor Networks LLC01-20-2011
Jamie Lynn DirenzoCommonwealth Financial NetworkCetera Advisor Networks LLC12-07-2010
Michael Eric HillAPW Capital, Inc.Cetera Advisor Networks LLC11-01-2010
Lori Ann HodgeAPW Capital, Inc.Cetera Advisor Networks LLC09-20-2010
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Showing 1 to 25 of 36 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.


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