Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

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Adviser(s) Firm joining Firm leaving AUM ($M) Date
Karin Jo NilssonLPL Financial LLCCetera Advisor Networks LLC$10010-07-2011
Kathryn Sue WilsonKMS Financial Services, Inc.Cetera Advisor Networks LLC$10010-20-2011
Todd Alan ShobertLPL Financial LLCCetera Advisor Networks LLC$10011-01-2012
David Gaen LeeOppenheimer & Co. Inc.Cetera Advisor Networks LLC$13001-09-2013
Michelle Kay DemandLPL Financial LLCCetera Advisor Networks LLC$25002-01-2013
Michael James KeeverAmeriprise Financial Services, Inc.Cetera Advisor Networks LLC02-14-2014
Mark Graham LybbertAvantax Investment Services, Inc.Cetera Advisor Networks LLC$25012-09-2014
Kristine Kitt MchughLakeview Financial Group LLCCetera Advisor Networks LLC07-07-2015
Robert Lee StewartCUSO Financial Services, L.P.Cetera Advisor Networks LLC$15011-18-2015
Eric P. StromCUSO Financial Services, L.P.Cetera Advisor Networks LLC$25011-18-2015
Robert Karl Adams Jr.CUSO Financial Services, L.P.Cetera Advisor Networks LLC11-18-2015
Spencer John FrenchCUSO Financial Services, L.P.Cetera Advisor Networks LLC11-18-2015
Timothy E. ReichsteinCUSO Financial Services, L.P.Cetera Advisor Networks LLC11-18-2015
Dwayne Alan DilleyCambridge Investment Research, Inc.Cetera Advisor Networks LLC$10012-01-2015
Leslie Rhodes KoonceEK Riley Investments, LLCCetera Advisor Networks LLC12-09-2015
Mary Alyce DailFinancial Advocates Investment ManagementCetera Advisor Networks LLC12-22-2015
Jean Axford MorrisCUSO Financial Services, L.P.Cetera Advisor Networks LLC$10003-16-2016
Christina Ranae SchwindCUSO Financial Services, L.P.Cetera Advisor Networks LLC03-16-2016
Thomas Edmund DeichertCommonwealth Financial NetworkCetera Advisor Networks LLC05-02-2016
Dennis Vincent ClavinCommonwealth Financial NetworkCetera Advisor Networks LLC$50006-01-2016
David Glenn GarbergCommonwealth Financial NetworkCetera Advisor Networks LLC$50006-01-2016
Kyle David OttoPruco Securities, LLC.Cetera Advisor Networks LLC07-27-2016
Todd Paul ClaypoolPrincipal Securities, Inc.Cetera Advisor Networks LLC$50009-09-2016
Debra Sue BellMutual Securities, Inc.Cetera Advisor Networks LLC$25009-26-2016
David C GordonMutual Securities, Inc.Cetera Advisor Networks LLC$25009-26-2016
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Showing 1 to 25 of 46 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.

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