Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves


Adviser(s) Firm joining Firm leaving AUM ($M) Date
Ann Cheryl FrigonFBL Marketing Services, LLCCetera Advisor Networks LLC$5008-19-2019
Andrew George PalomoSecurities America, Inc.Cetera Advisor Networks LLC$2508-02-2019
Andrew George PalomoSecurities America, Inc.Cetera Advisor Networks LLC$2508-02-2019
Philip Lawton Swann Jr.Well-Planned Financial LLCCetera Advisor Networks LLC07-29-2019
Marc Andrew SteinLPL Financial LLCCetera Advisor Networks LLC$5007-17-2019
Robert F. BlairLPL Financial LLCCetera Advisor Networks LLC06-24-2019
David Allen HammFortune Financial Services, Inc.Cetera Advisor Networks LLC06-06-2019
Richard Evan ThomasVoya Financial Advisors, Inc.Cetera Advisor Networks LLC06-03-2019
Eddie Ray SnowRoyal Alliance Associates, Inc.Cetera Advisor Networks LLC05-14-2019
Crystal Rose SdanoWoodbury Financial Services, Inc.Cetera Advisor Networks LLC05-09-2019
Dennis John BeaulieuCUNA Brokerage Services, Inc.Cetera Advisor Networks LLC05-03-2019
David Kenneth JanusWells Fargo Clearing Services, LLCCetera Advisor Networks LLC04-16-2019
Christopher Daniel ThomasUnited Capital Financial AdvisersCetera Advisor Networks LLC04-03-2019
Shannon Renee BenishSA Stone Wealth Management Inc.Cetera Advisor Networks LLC$5003-25-2019
Scott Hamilton BrineyCapital Advice, LLCCetera Advisor Networks LLC03-25-2019
Mackenzie Stephen ZajecHD Vest Investment ServicesCetera Advisor Networks LLC03-18-2019
Billy Wayne ClementsTitan SecuritiesCetera Advisor Networks LLC$2403-11-2019
Michael Otto KurzOverShareCetera Advisor Networks LLC03-01-2019
Gregory Charles LavelleClient One Securities LLCCetera Advisor Networks LLC$1002-20-2019
Michael Lewis VanderhoffWaddell & ReedCetera Advisor Networks LLC02-14-2019
John Francis Harty IIICWM, LLCCetera Advisor Networks LLC01-31-2019
John Francis Harty IIICWM, LLCCetera Advisor Networks LLC01-31-2019
Leonard Emil Moulin IIISB WealthCetera Advisor Networks LLC01-24-2019
Matthew Michael D'ArcyTyler-Stone Wealth Management, LLCCetera Advisor Networks LLC01-24-2019
Howard Graham JonesPlanMember Securities CorporationCetera Advisor Networks LLC$2501-18-2019
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Showing 1 to 25 of 77 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.


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