Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Recruiting Scoreboard (Q4 2020)

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Adviser(s) Firm joining Firm leaving AUM ($M) Date
William John KnightCambridge Investment Research, Inc.Cetera Advisor Networks LLC08-31-2018
Robert Walter BrennanLPL Financial LLCCetera Advisor Networks LLC$5009-06-2018
Michael W FerrierLPL Financial LLCCetera Advisor Networks LLC$5009-06-2018
Christian Thains RizziLPL Financial LLCCetera Advisor Networks LLC09-06-2018
Charles Lee ReeseLPL Financial LLCCetera Advisor Networks LLC09-07-2018
Patric Tracey BarnhartLPL Financial LLCCetera Advisor Networks LLC09-07-2018
Brenda J BachmanPensionmark Securities, LLCCetera Advisor Networks LLC09-12-2018
Brent Michael PahnkeSA Stone Wealth Management Inc.Cetera Advisor Networks LLC09-24-2018
David Allan PolimerosLPL Financial LLCCetera Advisor Networks LLC09-27-2018
Eric Michael ONeillLPL Financial LLCCetera Advisor Networks LLC09-27-2018
William Frederick MillerLPL Financial LLCCetera Advisor Networks LLC09-28-2018
Kevin Matthew MooreLPL Financial LLCCetera Advisor Networks LLC09-28-2018
Terrance Patrick MurphyLPL Financial LLCCetera Advisor Networks LLC$15010-01-2018
Charles N CucurasLPL Financial LLCCetera Advisor Networks LLC10-01-2018
Douglas Edward GlickLPL Financial LLCCetera Advisor Networks LLC$15010-01-2018
Emily Kristen BosterRaymond James Financial Services, Inc.Cetera Advisor Networks LLC10-04-2018
Drew D HemmingerNYLIFE Securities LLCCetera Advisor Networks LLC10-11-2018
Stephen Francis ConnorsLPL Financial LLCCetera Advisor Networks LLC$2510-15-2018
Jesse David WagnerLPL Financial LLCCetera Advisor Networks LLC10-17-2018
James Hampton WestbrooksKestra Investment Services, LLCCetera Advisor Networks LLC$25010-18-2018
Michael Hampton WestbrooksKestra Investment Services, LLCCetera Advisor Networks LLC$15010-18-2018
David Jason DuggerKestra Investment Services, LLCCetera Advisor Networks LLC10-18-2018
Daniel Emmett MaloneKestra Investment Services, LLCCetera Advisor Networks LLC10-18-2018
Thomas John Walsh JrLPL Financial LLCCetera Advisor Networks LLC$10010-19-2018
Nelson Roy SchoonLPL Financial LLCCetera Advisor Networks LLC$1010-19-2018
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Showing 1 to 25 of 139 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.