Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Recruiting Scoreboard (Q4 2020)

Recruiting Gains

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Recruiting Losses

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Net Gains

Firm Total Moves

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Net Losses

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Latest moves

Filters

Adviser(s) Firm joining Firm leaving AUM ($M) Date
Aaron Val NeuenswanderFidelity Brokerage Services LLCCetera Advisor Networks LLC07-10-2019
Agnes Ann RoachLPL Financial LLCCetera Advisor Networks LLC11-01-2018
Allen Michael HallLPL Financial LLCCetera Advisor Networks LLC10-19-2018
Andrew George PalomoSecurities America, Inc.Cetera Advisor Networks LLC$2508-02-2019
Billie J VanlithJ.P. Morgan Securities LLCCetera Advisor Networks LLC$2505-28-2019
Bonnie Kay BaileyCWM, LLCCetera Advisor Networks LLC12-11-2018
Bradley Joseph LangeU.S. Bancorp Investments, Inc.Cetera Advisor Networks LLC$5011-07-2018
Brady Jake FullerB.O.S.S. Retirement Advisors, LLCCetera Advisor Networks LLC03-20-2019
Brenda J BachmanPensionmark Securities, LLCCetera Advisor Networks LLC09-12-2018
Brent Michael PahnkeSA Stone Wealth Management Inc.Cetera Advisor Networks LLC09-24-2018
Brent Roger AndersonSagePoint Financial, Inc.Cetera Advisor Networks LLC11-02-2018
Brian Andrew VossLPL Financial LLCCetera Advisor Networks LLC$5010-19-2018
Bruce Alfred BoutaIfs SecuritiesCetera Advisor Networks LLC$5006-14-2019
Cameron David HubbardLPL Financial LLCCetera Advisor Networks LLC10-19-2018
Chad I ArseneauLPL Financial LLCCetera Advisor Networks LLC$2510-19-2018
Charles Lee ReeseLPL Financial LLCCetera Advisor Networks LLC09-07-2018
Charles N CucurasLPL Financial LLCCetera Advisor Networks LLC10-01-2018
Christian Thains RizziLPL Financial LLCCetera Advisor Networks LLC09-06-2018
Christopher Daniel ThomasGoldman Sachs Personal Financial ManagementCetera Advisor Networks LLC04-03-2019
Christopher Richard MohringGoldman Sachs Personal Financial ManagementCetera Advisor Networks LLC03-06-2019
Clifford Dennis NeillLPL Financial LLCCetera Advisor Networks LLC03-04-2019
Crystal Owens DunawayLPL Financial LLCCetera Advisor Networks LLC11-14-2018
Crystal Rose SdanoWoodbury Financial Services, Inc.Cetera Advisor Networks LLC05-09-2019
Dana Bruce DavidsonHilltop Securities Independent Network Inc.Cetera Advisor Networks LLC12-07-2018
Daniel Edward SicklesLPL Financial LLCCetera Advisor Networks LLC10-29-2018
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Showing 1 to 25 of 139 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.