Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves

Filters

Adviser(s) Firm joining Firm leaving AUM ($M) Date
Marciano FilipponeHD Vest Investment ServicesCetera Financial Specialists LLC11-19-2018
Carl Dean WinfielHD Vest Investment ServicesCetera Financial Specialists LLC06-29-2018
Michael Joseph KrusHD Vest Investment ServicesCetera Financial Specialists LLC06-21-2017
Marc D FarmerHD Vest Investment ServicesCetera Financial Specialists LLC12-08-2015
Richard John UklejaHD Vest Investment ServicesCetera Financial Specialists LLC11-19-2015
James Edward LegerHD Vest Investment ServicesCetera Financial Specialists LLC08-26-2015
Richard John KlenkelHD Vest Investment ServicesCetera Financial Specialists LLC02-06-2015
Godwin Ezelu OjiHD Vest Investment ServicesCetera Financial Specialists LLC10-31-2014
Richard ZyczkiewiczHD Vest Investment ServicesCetera Financial Specialists LLC10-09-2014
Michael Wayne SimpsonHD Vest Investment ServicesCetera Financial Specialists LLC06-27-2013
Jeffrey Dean BakerHD Vest Investment ServicesCetera Financial Specialists LLC05-13-2013
James Frederick DornHD Vest Investment ServicesCetera Financial Specialists LLC10-26-2012
Ron Tillman DarrahHD Vest Investment ServicesCetera Financial Specialists LLC10-12-2012
Bonnie Rae FiebigerHD Vest Investment ServicesCetera Financial Specialists LLC$1010-01-2012
Sheila Shumin LangHD Vest Investment ServicesCetera Financial Specialists LLC06-08-2012
Alan Jay FriedmanHD Vest Investment ServicesCetera Financial Specialists LLC11-09-2011
Louis J MercadanteHD Vest Investment ServicesCetera Financial Specialists LLC07-14-2011
Allen Webster DillaireHD Vest Investment ServicesCetera Financial Specialists LLC$2502-05-2010
Jonathan D. CohenHD Vest Investment ServicesCetera Financial Specialists LLC11-24-2009
Willard Neil CanumHD Vest Investment ServicesCetera Financial Specialists LLC05-15-2009
Michael Philip HewkoHD Vest Investment ServicesCetera Financial Specialists LLC$5002-23-2009
Dixie Lee PowellHD Vest Investment ServicesCetera Financial Specialists LLC01-20-2009

Showing 1 to 22 of 22 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.

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