Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Adviser(s) Firm joining Firm leaving AUM ($M) Date
Mark Patrick HarrieCambridge Investment Research, Inc.Cetera Investment Services LLC09-14-2020
Mitchell Corey SmithEdward JonesCetera Investment Services LLC09-11-2020
Lucia PartipiloBankers Life Securities, Inc.Cetera Investment Services LLC09-04-2020
Hui ZhangIndependent Financial Group, LLCCetera Investment Services LLC09-01-2020
Agim DevaLPL Financial LLCCetera Investment Services LLC08-25-2020
Tony Ziyi PengHSBC Securities (USA) Inc.Cetera Investment Services LLC$10008-21-2020
Vitaly ZefirovMerrill Lynch, Pierce, Fenner & Smith IncorporatedCetera Investment Services LLC08-20-2020
Krista Nicole HillVALIC Financial Advisors, Inc.Cetera Investment Services LLC08-17-2020
Andrew Richard StaleyCUNA Brokerage Services, Inc.Cetera Investment Services LLC08-13-2020
Domenico MastropierroAmeriprise Financial Services, LLCCetera Investment Services LLC08-07-2020
Bryan James CenkyLPL Financial LLCCetera Investment Services LLC08-04-2020
Lance Christopher ErnestMerrill Lynch, Pierce, Fenner & Smith IncorporatedCetera Investment Services LLC08-03-2020
William Arthur BaxterLPL Financial LLCCetera Investment Services LLC07-31-2020
Jonathan C FerroEdward JonesCetera Investment Services LLC07-31-2020
James Patrick UlmanPruco Securities, LLC.Cetera Investment Services LLC$15007-22-2020
Daniel Francis Haines JrRoyal Alliance Associates, Inc.Cetera Investment Services LLC07-17-2020
Ryan Joseph MillerUnited Planners' Financial Services of America A Limited PartnerCetera Investment Services LLC07-17-2020
Brian David CoxFidelity Brokerage Services LLCCetera Investment Services LLC07-10-2020
Jeffrey Lunn CalkinsRoyal Alliance Associates, Inc.Cetera Investment Services LLC$807-09-2020
George Howard ForsythTD Ameritrade Investment Management, LLCCetera Investment Services LLC$15007-08-2020
Randall D FisherCitizens Securities, Inc.Cetera Investment Services LLC06-23-2020
Jason Scott WilliamsRoyal Alliance Associates, Inc.Cetera Investment Services LLC$10006-19-2020
Michal Bernice SlateNext Financial Group, Inc.Cetera Investment Services LLC$15006-19-2020
Kevin Glenn AlbrechtWaddell & ReedCetera Investment Services LLC$10006-10-2020
Norman Kerry RizerFBL Marketing Services, LLCCetera Investment Services LLC$2506-05-2020
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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.