Advisers on the Move TEST

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Latest moves


Adviser(s) Firm joining Firm leaving AUM ($M) Date
Sandra Lee WalshLPL Financial LLCCetera Investment Services LLC$5005-13-2020
Jane Marie MathewsLPL Financial LLCCetera Investment Services LLC$5005-13-2020
John Delaney FosterLPL Financial LLCCetera Investment Services LLC05-13-2020
Todd Sherman GautreauxLPL Financial LLCCetera Investment Services LLC05-13-2020
Steven Paul BoatnerInfinex Investments, Inc.Cetera Investment Services LLC$15005-01-2020
Shaundra PattersonDivine Wealth StrategiesCetera Investment Services LLC04-27-2020
Christine Evelyn GuessfordPruco Securities, LLC.Cetera Investment Services LLC04-23-2020
Jordan Christopher MaruszakHancock Whitney Investment Services Inc.Cetera Investment Services LLC04-14-2020
John L. BabautaRaymond James Financial Services, Inc.Cetera Investment Services LLC04-13-2020
Sudeshna Mou DasCetera Investment Services LLCCetera Investment Services LLC04-09-2020
David Kenneth BaerWoodbury Financial Services, Inc.Cetera Investment Services LLC04-06-2020
Michael MontalvoRaymond James & Associates, Inc.Cetera Investment Services LLC04-06-2020
Justin M. CarriereLPL Financial LLCCetera Investment Services LLC04-01-2020
Jeffery Adam VandiverLPL Financial LLCCetera Investment Services LLC03-25-2020
Ross T. KumasakiCUSO Financial Services, L.P.Cetera Investment Services LLC03-23-2020
Brian LalamaStrategic Blueprint, LLCCetera Investment Services LLC03-19-2020
Daniel Frederick MoerckTrajan Wealth, L.L.C.Cetera Investment Services LLC03-16-2020
Nathan Todd HabermanTrajan Wealth, L.L.C.Cetera Investment Services LLC03-16-2020
Beth Kay StorieNYLIFE Securities LLCCetera Investment Services LLC03-11-2020
Katherine Kay HagmanAmeriprise Financial Services, LLCCetera Investment Services LLC03-03-2020
Mary Ann PervisCharles Schwab & Co., Inc.Cetera Investment Services LLC02-19-2020
John Stirn KeyesPetersen Hastings Investment Management IncCetera Investment Services LLC02-18-2020
Joshua Adam KeyesCUSO Financial Services, L.P.Cetera Investment Services LLC02-11-2020
Joshua Smith GreerVALIC Financial Advisors, Inc.Cetera Investment Services LLC02-11-2020
Nathan Loren GoebelAIS PlanningCetera Investment Services LLC02-09-2020
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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.