Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves


Adviser(s) Firm joining Firm leaving AUM ($M) Date
Ricky Alan SanfordHarbor Financial Services, LLCCetera Investment Services LLC$2507-01-2019
Jonathan M TueBrokers International Financial Services, LLC.Cetera Investment Services LLC04-08-2019
David Michael PryorThe Huntington Investment CompanyCetera Investment Services LLC04-04-2019
Rommel David GarciaLincoln InvestmentCetera Investment Services LLC03-29-2019
Michael Y. HatchellLPL Financial LLCCetera Investment Services LLC03-18-2019
Robyn Leah RobertsEdward JonesCetera Investment Services LLC03-18-2019
Joseph Allan Chee Jr.CUSO Financial Services, L.P.Cetera Investment Services LLC03-11-2019
Brian Christopher LippilloThe Leaders Group, Inc.Cetera Investment Services LLC$2503-04-2019
Robert Yungchae ChungEdward JonesCetera Investment Services LLC03-01-2019
Gary Michael DuvallMoney Concepts Capital CorpCetera Investment Services LLC$102-14-2019
Joseph John WathenMerrill Lynch, Pierce, Fenner & Smith IncorporatedCetera Investment Services LLC02-13-2019
Coyt Lamar NicholsonHancock Whitney Investment Services Inc.Cetera Investment Services LLC$102-08-2019
Christopher Michael AllenEdward JonesCetera Investment Services LLC$10001-11-2019
Gena Jacobs WolbrechtLPL Financial LLCCetera Investment Services LLC01-03-2019
Andrew Glenn AdamsArvest Wealth ManagementCetera Investment Services LLC12-19-2018
Robert LanePNC InvestmentsCetera Investment Services LLC12-18-2018
William Rothwell WilcoxLPL Financial LLCCetera Investment Services LLC$2512-17-2018
David Lee Mayer Jr.Infinex Investments, Inc.Cetera Investment Services LLC$5010-13-2018
Shawn Edward BakerWells Fargo Clearing Services, LLCCetera Investment Services LLC10-08-2018
Heidi Cluff HebertProEquities, Inc.Cetera Investment Services LLC$109-14-2018
Andrew Almorol MegiaMerrill Lynch, Pierce, Fenner & Smith IncorporatedCetera Investment Services LLC09-10-2018
Andrew David LangEdward JonesCetera Investment Services LLC09-07-2018
Tara Hockett WiswallEdward JonesCetera Investment Services LLC09-07-2018
Jeremy Mark PetersCommonwealth Financial NetworkCetera Investment Services LLC09-05-2018
Michael Brennan HubbardProEquities, Inc.Cetera Investment Services LLC09-04-2018
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Showing 1 to 25 of 781 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.


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