Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves

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Adviser(s) Firm joining Firm leaving AUM ($M) Date
Jeffrey Philip Murry1st Global Capital Corp.Cetera Investment Services LLC03-29-2010
John Michael ClementsAllstate Financial Services, LLCCetera Investment Services LLC$2501-16-2018
Mark Edward ChachereAllstate Financial Services, LLCCetera Investment Services LLC08-18-2017
Casey S CopusAllstate Financial Services, LLCCetera Investment Services LLC07-05-2016
Rebecca Lynn TumultyAllstate Financial Services, LLCCetera Investment Services LLC06-24-2014
Joe Cephus Colvin Jr.Allstate Financial Services, LLCCetera Investment Services LLC10-02-2012
Kevin Jay O'ConnellAmeriprise Financial Services, Inc.Cetera Investment Services LLC08-24-2018
Corey Robert WishniaAmeriprise Financial Services, Inc.Cetera Investment Services LLC12-26-2017
Rie ShojiAmeriprise Financial Services, Inc.Cetera Investment Services LLC11-08-2017
Roy Daniel HottelAmeriprise Financial Services, Inc.Cetera Investment Services LLC05-25-2016
Scott Allan WilsonAmeriprise Financial Services, Inc.Cetera Investment Services LLC11-02-2015
Thomas Holden HenryAmeriprise Financial Services, Inc.Cetera Investment Services LLC12-19-2014
William Douglas Hicks Jr.Ameriprise Financial Services, Inc.Cetera Investment Services LLC12-05-2014
Mary Elizabeth BlackardAmeriprise Financial Services, Inc.Cetera Investment Services LLC$2504-19-2013
Linda Elizabeth MoranAmeriprise Financial Services, Inc.Cetera Investment Services LLC10-01-2012
Claire Lee JacksonAmeriprise Financial Services, Inc.Cetera Investment Services LLC11-01-2009
Steven Douglas SandkuhlerAmeriprise Financial Services, Inc.Cetera Investment Services LLC04-24-2009
Jasmine PoonAmeritas Investment Corp.Cetera Investment Services LLC02-03-2017
Andrew Glenn AdamsArvest Wealth ManagementCetera Investment Services LLC12-19-2018
James Kirk BairdArvest Wealth ManagementCetera Investment Services LLC$2512-02-2016
Allen Brent WagnerArvest Wealth ManagementCetera Investment Services LLC$15005-05-2016
William Joseph JeffsArvest Wealth ManagementCetera Investment Services LLC01-05-2016
Michael Joseph FasanoAssociated Investment Services, Inc.Cetera Investment Services LLC03-15-2016
Kelli Ann SheikAXA Advisors, LLCCetera Investment Services LLC04-27-2016
John Hammond Urner Jr.B. Riley Wealth ManagementCetera Investment Services LLC$2505-11-2018
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Showing 1 to 25 of 781 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry.

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