Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves

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Adviser(s) Firm joining Firm leaving AUM ($M) Date
Martin Dennis Ian BarinagaJ.W. Cole Advisors, Inc.Cetera Investment Services LLC01-05-2009
Jeffrey Wayne TooleyJ.J.B. Hilliard, W.L. Lyons, LLCCetera Investment Services LLC01-16-2009
Tyler Chai ChapmonState Farm VP Management Corp.Cetera Investment Services LLC02-11-2009
Brian Eugene PulliamVoya Financial Advisors, Inc.Cetera Investment Services LLC$1003-02-2009
Steven Douglas SandkuhlerAmeriprise Financial Services, Inc.Cetera Investment Services LLC04-24-2009
Catherine Mary DeutschLPL Financial LLCCetera Investment Services LLC06-19-2009
Kristi Baker EllingtonLPL Financial LLCCetera Investment Services LLC06-19-2009
Todd Arthur KnappLPL Financial LLCCetera Investment Services LLC06-23-2009
John Robert Pira Jr.Raymond James Financial Services, Inc.Cetera Investment Services LLC07-06-2009
Mitchell Bryant OwensEdward JonesCetera Investment Services LLC$10007-17-2009
Thomas Joseph LangwayLPL Financial LLCCetera Investment Services LLC$5007-20-2009
Richard Eric WeintraubLPL Financial LLCCetera Investment Services LLC$5009-08-2009
Lance SkalnikRaymond James Financial Services, Inc.Cetera Investment Services LLC09-30-2009
Angela Joan LynchRaymond James Financial Services, Inc.Cetera Investment Services LLC09-30-2009
James Frederick StovallLPL Financial LLCCetera Investment Services LLC10-02-2009
Frederick Gene Mattingly IILPL Financial LLCCetera Investment Services LLC10-06-2009
Ryan Anthony OberhausenFifth Third Securities, Inc.Cetera Investment Services LLC10-06-2009
Alex Michael KneppLPL Financial LLCCetera Investment Services LLC10-06-2009
Anthony James LoshComerica SecuritiesCetera Investment Services LLC10-16-2009
Brian Ralph OstranderEdward JonesCetera Investment Services LLC11-13-2009
Louis Francis Kolano Jr.Cadaret, Grant & Co., Inc.Cetera Investment Services LLC11-20-2009
Mark Thomas KennedyFirst Financial Equity CorporationCetera Investment Services LLC12-18-2009
Martina Delese GoddardRaymond James Financial Services, Inc.Cetera Investment Services LLC01-05-2010
John Joseph TekavecRaymond James Financial Services, Inc.Cetera Investment Services LLC01-11-2010
Holly Cooper StallworthRaymond James Financial Services, Inc.Cetera Investment Services LLC01-11-2010
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Showing 1 to 25 of 566 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.

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