Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves


Adviser(s) Firm joining Firm leaving AUM ($M) Date
Martin Dennis Ian BarinagaJ.W. Cole Advisors, Inc.Cetera Investment Services LLC01-05-2009
Patricia Bisch GreenBOK Financial Services, Inc.Cetera Investment Services LLC01-05-2009
Jeffrey Wayne TooleyJ.J.B. Hilliard, W.L. Lyons, LLCCetera Investment Services LLC$1,00001-16-2009
James Edward O'ConnorMorgan Stanley & Co. LLCCetera Investment Services LLC02-01-2009
Karl James WeizenickerChase Investment Services Corp.Cetera Investment Services LLC02-01-2009
Rodney Brian SmithU.S. Bancorp Investments, Inc.Cetera Investment Services LLC02-02-2009
Tyler Chai ChapmonState Farm VP Management Corp.Cetera Investment Services LLC02-11-2009
Steven Douglas SandkuhlerAmeriprise Financial Services, Inc.Cetera Investment Services LLC04-24-2009
Marc Kenneth WojcikNations Financial Group, Inc.Cetera Investment Services LLC05-01-2009
Diane Sue RenforthPark Avenue Securities LLCCetera Investment Services LLC05-12-2009
Peter Joseph Suhosky IIINVEST Financial CorporationCetera Investment Services LLC05-28-2009
Tori Jane GableInfinex Investments, Inc.Cetera Investment Services LLC06-02-2009
Christopher John HansonPrincipal Securities, Inc.Cetera Investment Services LLC06-04-2009
Catherine Mary DeutschLPL Financial LLCCetera Investment Services LLC06-19-2009
Kristi Baker EllingtonLPL Financial LLCCetera Investment Services LLC$2506-19-2009
Sergio VillaLPL Financial LLCCetera Investment Services LLC06-19-2009
Todd Arthur KnappLPL Financial LLCCetera Investment Services LLC$106-23-2009
Anthony Joseph FortunaFieldpoint Private Securities, LLCCetera Investment Services LLC07-01-2009
Jon Ronald SpringerWells Fargo Investments, LLCCetera Investment Services LLC07-01-2009
John Robert Pira Jr.Raymond James Financial Services, Inc.Cetera Investment Services LLC$2507-06-2009
Bettina Jane BehalUnionBanc Investment Services, LLCCetera Investment Services LLC07-13-2009
Mitchell Bryant OwensEdward JonesCetera Investment Services LLC$5007-17-2009
Thomas Joseph LangwayLPL Financial LLCCetera Investment Services LLC$2507-20-2009
Lynn Tyler WoodCUNA Brokerage Services, Inc.Cetera Investment Services LLC07-28-2009
Nikolas V. ButkovR. Seelaus & Co., Inc.Cetera Investment Services LLC08-01-2009
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Showing 1 to 25 of 781 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry.


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