Advisers on the Move TEST

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Latest moves


Adviser(s) Firm joining Firm leaving AUM ($M) Date
Patricia Bisch GreenBOK Financial Securities, Inc.Cetera Investment Services LLC$10001-05-2009
Martin Dennis Ian BarinagaJ. W. Cole Advisors, Inc.Cetera Investment Services LLC$5001-05-2009
Jeffrey Wayne TooleyJ.J.B. Hilliard, W.L. Lyons, LLCCetera Investment Services LLC01-16-2009
Karl James WeizenickerChase Investment Services Corp.Cetera Investment Services LLC02-01-2009
James Edward O'ConnorMorgan Stanley & Co. LLCCetera Investment Services LLC02-01-2009
Rodney Brian SmithU.S. Bancorp Investments, Inc.Cetera Investment Services LLC02-02-2009
Tyler Chai ChapmonState Farm VP Management Corp.Cetera Investment Services LLC02-11-2009
Kevin Charles ColeAmeriprise Financial Services, LLCCetera Investment Services LLC02-13-2009
Steven Douglas SandkuhlerAmeriprise Financial Services, LLCCetera Investment Services LLC04-24-2009
Marc Kenneth WojcikNations Financial Group, Inc.Cetera Investment Services LLC05-01-2009
Diane Sue RenforthPark Avenue Securities LLCCetera Investment Services LLC05-12-2009
Peter Joseph Suhosky IIINVEST Financial CorporationCetera Investment Services LLC05-28-2009
Tori Jane GableInfinex Investments, Inc.Cetera Investment Services LLC06-02-2009
Christopher John HansonPrincipal Securities, Inc.Cetera Investment Services LLC06-04-2009
Catherine Mary DeutschLPL Financial LLCCetera Investment Services LLC06-19-2009
Kristi Baker EllingtonLPL Financial LLCCetera Investment Services LLC06-19-2009
Sergio VillaLPL Financial LLCCetera Investment Services LLC06-19-2009
Todd Arthur KnappLPL Financial LLCCetera Investment Services LLC$5006-23-2009
Jon Ronald SpringerWells Fargo Investments, LLCCetera Investment Services LLC07-01-2009
Anthony Joseph FortunaFieldpoint Private Securities, LLCCetera Investment Services LLC07-01-2009
John Robert Pira Jr.Raymond James Financial Services, Inc.Cetera Investment Services LLC07-06-2009
Bettina Jane BehalUnionBanc Investment Services, LLCCetera Investment Services LLC07-13-2009
Mitchell Bryant OwensEdward JonesCetera Investment Services LLC$10007-17-2009
Thomas Joseph LangwayLPL Financial LLCCetera Investment Services LLC$5007-20-2009
Lynn Tyler WoodCUNA Brokerage Services, Inc.Cetera Investment Services LLC07-28-2009
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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.