Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves

Filters

Adviser(s) Firm joining Firm leaving AUM ($M) Date
Jonathan M TueBrokers International Financial Services, LLC.Cetera Investment Services LLC04-08-2019
David Michael PryorThe Huntington Investment CompanyCetera Investment Services LLC04-04-2019
Rommel David GarciaLincoln InvestmentCetera Investment Services LLC03-29-2019
Michael Y. HatchellLPL Financial LLCCetera Investment Services LLC03-18-2019
Robyn Leah RobertsEdward JonesCetera Investment Services LLC03-18-2019
Joseph Allan Chee Jr.CUSO Financial Services, L.P.Cetera Investment Services LLC03-11-2019
Robert Yungchae ChungEdward JonesCetera Investment Services LLC03-01-2019
Joseph John WathenMerrill Lynch, Pierce, Fenner & Smith IncorporatedCetera Investment Services LLC02-13-2019
Gena Jacobs WolbrechtLPL Financial LLCCetera Investment Services LLC01-03-2019
Andrew Glenn AdamsArvest Wealth ManagementCetera Investment Services LLC12-19-2018
Robert LanePNC InvestmentsCetera Investment Services LLC12-18-2018
Shawn Edward BakerWells Fargo Clearing Services, LLCCetera Investment Services LLC10-08-2018
Andrew Almorol MegiaMerrill Lynch, Pierce, Fenner & Smith IncorporatedCetera Investment Services LLC09-10-2018
Andrew David LangEdward JonesCetera Investment Services LLC09-07-2018
Tara Hockett WiswallEdward JonesCetera Investment Services LLC09-07-2018
Jeremy Mark PetersCommonwealth Financial NetworkCetera Investment Services LLC09-05-2018
Michael Brennan HubbardProEquities, Inc.Cetera Investment Services LLC09-04-2018
Kevin Jay O'ConnellAmeriprise Financial Services, Inc.Cetera Investment Services LLC08-24-2018
Eric Robert DewaltEdward JonesCetera Investment Services LLC08-16-2018
Christopher Scott JanusekPNC InvestmentsCetera Investment Services LLC08-15-2018
Marc Jonathan TheienMidwestern Securities Trading Company, LLCCetera Investment Services LLC08-01-2018
Kelly Todd KortmanIcicle Creek InvestmentsCetera Investment Services LLC07-13-2018
David Blair ThompsonTD Private Client Wealth LLCCetera Investment Services LLC06-19-2018
John Quincy AkinsCenter Street Securities, Inc.Cetera Investment Services LLC06-12-2018
Cory John VioletteMerrill Lynch, Pierce, Fenner & Smith IncorporatedCetera Investment Services LLC06-11-2018
Next Page »

Showing 1 to 25 of 781 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry.

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