Advisers on the Move TEST

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Latest moves

Filters

Adviser(s) Firm joining Firm leaving AUM ($M) Date
Daniel Patrick RayLPL Financial LLCCetera Investment Services LLC09-29-2017
James Frederick StovallLPL Financial LLCCetera Investment Services LLC$2510-02-2009
John Charles BroughtonLPL Financial LLCCetera Investment Services LLC04-05-2011
John Nixon IIILPL Financial LLCCetera Investment Services LLC$15012-02-2014
Kevin J. ScorsoneLPL Financial LLCCetera Investment Services LLC07-20-2018
Peter Thomas SlovinskiLPL Financial LLCCetera Investment Services LLC11-11-2009
Philip John RuggeriLPL Financial LLCCetera Investment Services LLC01-15-2016

Showing 1 to 7 of 7 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.