Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves

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Adviser(s) Firm joining Firm leaving AUM ($M) Date
Gregg Benjamin ReichRaymond James Financial Services, Inc.Cetera Investment Services LLC$5004-19-2018
Jane Therese ViethRaymond James Financial Services, Inc.Cetera Investment Services LLC04-19-2018
Nichol Lee HoffRaymond James Financial Services, Inc.Cetera Investment Services LLC04-19-2018
Seitoku TakahashiRaymond James Financial Services, Inc.Cetera Investment Services LLC11-08-2017
Shaun Kazuyuki KidoRaymond James Financial Services, Inc.Cetera Investment Services LLC09-25-2017
Ramon Paul ReyesRaymond James Financial Services, Inc.Cetera Investment Services LLC$10006-14-2017
Dale Allen NelsenRaymond James Financial Services, Inc.Cetera Investment Services LLC$2506-14-2017
Samantha A. RotertRaymond James Financial Services, Inc.Cetera Investment Services LLC$1506-14-2017
Dale Edward SonesRaymond James Financial Services, Inc.Cetera Investment Services LLC06-14-2017
Patricia Ann EllerbyRaymond James Financial Services, Inc.Cetera Investment Services LLC06-14-2017
John Christopher KellyRaymond James Financial Services, Inc.Cetera Investment Services LLC06-14-2017
Troy Lorenz OttRaymond James Financial Services, Inc.Cetera Investment Services LLC06-14-2017
Scott James KuesterRaymond James Financial Services, Inc.Cetera Investment Services LLC06-14-2017
Anthony Michael KonselRaymond James Financial Services, Inc.Cetera Investment Services LLC06-14-2017
David ZalmanRaymond James Financial Services, Inc.Cetera Investment Services LLC02-03-2017
Jason John MikeskaRaymond James Financial Services, Inc.Cetera Investment Services LLC$6412-05-2016
Paul Gerard CurranRaymond James Financial Services, Inc.Cetera Investment Services LLC$1512-05-2016
John Michael HansonRaymond James Financial Services, Inc.Cetera Investment Services LLC12-05-2016
Joanne Marie MathisRaymond James Financial Services, Inc.Cetera Investment Services LLC12-05-2016
Bradley Kenneth MuchowRaymond James Financial Services, Inc.Cetera Investment Services LLC12-05-2016
Douglas Wilson JonesRaymond James Financial Services, Inc.Cetera Investment Services LLC08-23-2016
Richard Brandon BarkerRaymond James Financial Services, Inc.Cetera Investment Services LLC$50008-01-2016
Phillip Leo Hettich Jr.Raymond James Financial Services, Inc.Cetera Investment Services LLC08-01-2016
Richard Wade HowardRaymond James Financial Services, Inc.Cetera Investment Services LLC08-01-2016
James Brice WestRaymond James Financial Services, Inc.Cetera Investment Services LLC08-01-2016
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Showing 1 to 25 of 55 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.

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