Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves


Adviser(s) Firm joining Firm leaving AUM ($M) Date
Joe Cephus Colvin Jr.Allstate Financial Services, LLCCetera Investment Services LLC10-02-2012
George Isbell O'RearBBVA Securities Inc.Cetera Investment Services LLC10-22-2019
April Leclerc DepaolaBBVA Securities Inc.Cetera Investment Services LLC09-09-2015
Jo Ellen GreenwellCambridge Investment Research, Inc.Cetera Investment Services LLC01-16-2018
JOHN QUINCY AKINSCenter Street Securities, Inc.Cetera Investment Services LLC06-12-2018
Lillian Benolia HendersonEdward JonesCetera Investment Services LLC12-08-2014
Mitchell Bryant OwensEdward JonesCetera Investment Services LLC$10007-17-2009
Joshua Steven DailyLPL Financial LLCCetera Investment Services LLC02-03-2020
Eric T. KingLPL Financial LLCCetera Investment Services LLC10-16-2017
Matthew Stephen CowellLPL Financial LLCCetera Investment Services LLC$10007-09-2015
Kristie L PassavantLPL Financial LLCCetera Investment Services LLC11-11-2013
James Anthony BrewerLPL Financial LLCCetera Investment Services LLC$10011-05-2013
Allison Barnard MontgomeryLPL Financial LLCCetera Investment Services LLC$25011-05-2013
Raymond Douglas PfeifferLPL Financial LLCCetera Investment Services LLC$25011-05-2013
Lara W. BeeneLPL Financial LLCCetera Investment Services LLC$25011-05-2013
Avery Dean JacobsLPL Financial LLCCetera Investment Services LLC$25011-05-2013
Roger Bruce ChristensonLPL Financial LLCCetera Investment Services LLC$50011-05-2013
Chadwick Blair ShullLPL Financial LLCCetera Investment Services LLC11-05-2013
Jonathan Eugene AndersonLPL Financial LLCCetera Investment Services LLC11-01-2013
Charles Franklin BrownLPL Financial LLCCetera Investment Services LLC$55009-09-2013
Thomas E. SmithMerrill Lynch, Pierce, Fenner & Smith IncorporatedCetera Investment Services LLC03-19-2018
Tyler L. WhiteNorthwestern Mutual Investment Services, LLCCetera Investment Services LLC02-27-2017
Kevin James GrotlischPNC InvestmentsCetera Investment Services LLC11-01-2017
Michael D. DavenportProEquities, Inc.Cetera Investment Services LLC07-22-2019
Heidi Cluff HebertProEquities, Inc.Cetera Investment Services LLC$10009-14-2018
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Showing 1 to 25 of 32 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.


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