Advisers on the Move TEST

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Latest moves


Adviser(s) Firm joining Firm leaving AUM ($M) Date
David Kenneth BaerWoodbury Financial Services, Inc.Cetera Investment Services LLC04-06-2020
Michael MontalvoRaymond James & Associates, Inc.Cetera Investment Services LLC04-06-2020
Joshua Adam KeyesCUSO Financial Services, L.P.Cetera Investment Services LLC02-11-2020
Nestor Gabriel SchpalianskyLPL Financial LLCCetera Investment Services LLC11-27-2019
Richard L CassidyHancock Whitney Investment Services Inc.Cetera Investment Services LLC11-21-2019
Jared Kenneth KirbyRaymond James & Associates, Inc.Cetera Investment Services LLC10-01-2019
David Alan PritchardLPL Financial LLCCetera Investment Services LLC08-06-2019
Janet Elizabeth BuleyWells Fargo Advisors Financial Network, LLCCetera Investment Services LLC$1,00007-30-2019
Ryan Patrick BurkTriad Advisors LLCCetera Investment Services LLC07-03-2019
Ralph E. JonesEdward JonesCetera Investment Services LLC06-14-2019
Donald Brent SurianoSynovus Securities, Inc.Cetera Investment Services LLC06-10-2019
Luis Angel Munoz Jr.Wells Fargo Clearing Services, LLCCetera Investment Services LLC06-07-2019
Alexander ArrietaWells Fargo Clearing Services, LLCCetera Investment Services LLC05-30-2019
Alfonso Roberto TangherliniCitigroup Global Markets Inc.Cetera Investment Services LLC05-06-2019
Rommel David GarciaLincoln InvestmentCetera Investment Services LLC03-29-2019
Christopher Michael AllenEdward JonesCetera Investment Services LLC$10001-11-2019
Shawn Edward BakerWells Fargo Clearing Services, LLCCetera Investment Services LLC10-08-2018
Gina G FranciscoLPL Financial LLCCetera Investment Services LLC$2508-21-2018
James Allen MorinUSAA Financial Advisors, Inc.Cetera Investment Services LLC05-18-2018
Krist Lee HammargrenPNC InvestmentsCetera Investment Services LLC04-03-2018
Mark Edward RosierLPL Financial LLCCetera Investment Services LLC03-06-2018
Stefanie Lynn FlohrLPL Financial LLCCetera Investment Services LLC01-23-2018
John Michael ClementsAllstate Financial Services, LLCCetera Investment Services LLC01-16-2018
Stephen K. DribuschThrivent Investment Management Inc.Cetera Investment Services LLC11-27-2017
Jennifer Lynn DesmondFifth Third Securities, Inc.Cetera Investment Services LLC10-17-2017
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Showing 1 to 25 of 57 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.