Advisers on the Move TEST

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Latest moves

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Adviser(s) Firm joining Firm leaving AUM ($M) Date
Eduardo Ortega-SierraCitigroup Global Markets Inc.Cetera Investment Services LLC08-14-2019
Leonard Lamarr Levi Sr.Pruco Securities, LLC.Cetera Investment Services LLC06-07-2019
Angelica V. VukobratovichFifth Third Securities, Inc.Cetera Investment Services LLC$1006-04-2019
Jonathan Eugene PattersonFifth Third Securities, Inc.Cetera Investment Services LLC06-03-2019
Joseph J. WathenMerrill Lynch, Pierce, Fenner & Smith IncorporatedCetera Investment Services LLC02-13-2019
Marc Jonathan TheienMidwestern Securities Trading Company, LLCCetera Investment Services LLC08-01-2018
Gregory Wade GobblePruco Securities, LLC.Cetera Investment Services LLC05-03-2018
Marion J. TuckerFifth Third Securities, Inc.Cetera Investment Services LLC$5001-12-2018
Corey Robert WishniaAmeriprise Financial Services, LLCCetera Investment Services LLC12-26-2017
Shaun Peter EckMerrill Lynch, Pierce, Fenner & Smith IncorporatedCetera Investment Services LLC10-30-2017
Benjamin CarusoMerrill Lynch, Pierce, Fenner & Smith IncorporatedCetera Investment Services LLC10-27-2017
Gregory Alan GranatoAllstate Financial Services, LLCCetera Investment Services LLC09-21-2017
Heidi Colleen CollinsJ.W. Cole Financial, Inc.Cetera Investment Services LLC04-26-2017
Yu Shuang ChangLPL Financial LLCCetera Investment Services LLC02-28-2017
Ki Tin ChanMerrill Lynch, Pierce, Fenner & Smith IncorporatedCetera Investment Services LLC06-21-2016
Alec Elias RosarioJ.P. Morgan Securities LLCCetera Investment Services LLC$1004-27-2016
Michael Joseph FasanoAssociated Investment Services, Inc.Cetera Investment Services LLC03-15-2016
Stefanie Ann ScarpCommonwealth Financial NetworkCetera Investment Services LLC01-05-2016
Paul Bradley HoogendoornLPL Financial LLCCetera Investment Services LLC12-15-2015
Brenda Lee BruggerEdward JonesCetera Investment Services LLC11-16-2015
Pamela MeuzelaarMorgan StanleyCetera Investment Services LLC10-23-2014
Jeffrey Laguio SernaFifth Third Securities, Inc.Cetera Investment Services LLC06-17-2014
Jacqueline Beth VanderlaanCountry Capital Management CompanyCetera Investment Services LLC04-21-2014
Mark EssenfeldLPL Financial LLCCetera Investment Services LLC$2504-30-2013
Mary Elizabeth BlackardAmeriprise Financial Services, LLCCetera Investment Services LLC$1004-19-2013
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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.