Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves

Adviser(s) Firm joining Firm leaving AUM ($M) Date
John B SoutherlandCetera Investment Advisers LLCCetera Investment Services LLC01-21-2014
Alfonso Avila Jr.Cetera Investment Advisers LLCCetera Investment Services LLC01-21-2014
Dee Denton DarringtonCetera Investment Advisers LLCCetera Investment Services LLC01-21-2014
David Brian MurphyCetera Investment Advisers LLCCetera Investment Services LLC01-21-2014
Eric William MoenCetera Investment Advisers LLCCetera Investment Services LLC01-21-2014
Clifford Thomas GodwinCetera Investment Advisers LLCCetera Investment Services LLC01-21-2014
Paul Russell Mancuso Jr.Cetera Investment Advisers LLCCetera Investment Services LLC01-21-2014
Matthew John BeyerCetera Investment Advisers LLCCetera Investment Services LLC01-21-2014
Thomas Justin GalanteCetera Investment Advisers LLCCetera Investment Services LLC01-21-2014
Kevin Gerard HendersonCetera Investment Advisers LLCCetera Investment Services LLC01-21-2014
Janet Dianne LeleuxCetera Investment Advisers LLCCetera Investment Services LLC01-21-2014
James Joseph EnglishCetera Investment Advisers LLCCetera Investment Services LLC01-21-2014
Steven David NikkelCetera Investment Advisers LLCCetera Investment Services LLC01-21-2014
Kurt E. ChaseCetera Investment Advisers LLCCetera Investment Services LLC01-21-2014
Darren Mark HowcroftCetera Investment Advisers LLCCetera Investment Services LLC01-21-2014
Brent Alan BarchentCetera Investment Advisers LLCCetera Investment Services LLC01-21-2014
Mark Alan ThompsonCetera Investment Advisers LLCCetera Investment Services LLC01-21-2014
Gary John HarmelinkCetera Investment Advisers LLCCetera Investment Services LLC01-21-2014
Brian Joseph TevlinCetera Investment Advisers LLCCetera Investment Services LLC01-21-2014
Paige Milstead MatlockCetera Investment Advisers LLCCetera Investment Services LLC01-21-2014
William James CarmodyCetera Investment Advisers LLCCetera Investment Services LLC01-21-2014
Becky Diane FitzgeraldCetera Investment Advisers LLCCetera Investment Services LLC01-21-2014
Rhonda Rae ArnettCetera Investment Advisers LLCCetera Investment Services LLC01-21-2014
Rosemina HudaniCetera Investment Advisers LLCCetera Investment Services LLC01-21-2014
James Emil SkehanCetera Investment Advisers LLCCetera Investment Services LLC01-21-2014
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Showing 76 to 100 of 182 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.

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