Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Recruiting Scoreboard (Q4 2020)

Recruiting Gains

Firm Total Moves

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Recruiting Losses

Firm Total Moves

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Net Gains

Firm Total Moves

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Net Losses

Firm Total Moves

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Latest moves

Adviser(s) Firm joining Firm leaving AUM ($M) Date
Mitchell Corey SmithEdward JonesCetera Investment Services LLC09-11-2020
Vitaly ZefirovMerrill Lynch, Pierce, Fenner & Smith IncorporatedCetera Investment Services LLC08-20-2020
Alcira ChristinaTD Ameritrade, Inc.Cetera Investment Services LLC01-21-2020
Jonathan OcampoCitigroup Global Markets Inc.Cetera Investment Services LLC07-23-2019
Kenneth Anthony BrownLPL Financial LLCCetera Investment Services LLC$25010-04-2017
Alissa ProvanzanaInfinex Investments, Inc.Cetera Investment Services LLC08-01-2017
Robert John KovacsLPL Financial LLCCetera Investment Services LLC02-02-2016
Philip T CorteseLPL Financial LLCCetera Investment Services LLC02-02-2016
Kimberly MatzenLPL Financial LLCCetera Investment Services LLC02-02-2016
Joseph Charles LindnerLPL Financial LLCCetera Investment Services LLC02-02-2016
Michael Thomas BrandtLPL Financial LLCCetera Investment Services LLC02-02-2016
Kiere D NeulanderLPL Financial LLCCetera Investment Services LLC02-02-2016
Eoin Dean CarrollLPL Financial LLCCetera Investment Services LLC02-02-2016
Ryan C DuffLPL Financial LLCCetera Investment Services LLC02-02-2016
Lindsey Joan PelerinLPL Financial LLCCetera Investment Services LLC02-02-2016
Martha Ann NielsenPrincipal Securities, Inc.Cetera Investment Services LLC07-22-2014
Richard Ernest Spriggs JrVanderbilt Securities, LLCCetera Investment Services LLC10-23-2012
Louis Francis Kolano JrCadaret, Grant & Co., Inc.Cetera Investment Services LLC11-20-2009
Brian R OstranderEdward JonesCetera Investment Services LLC$5011-13-2009

Showing 1 to 19 of 19 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.