Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves

Adviser(s) Firm joining Firm leaving AUM ($M) Date
Jimmie Darrel SummersWaddell & ReedCetera Investment Services LLC$10001-21-2020
Brent D MeyersRaymond James Financial Services, Inc.Cetera Investment Services LLC12-05-2016
James Kirk BairdArvest Wealth ManagementCetera Investment Services LLC12-02-2016
Derek Craig EbertMerrill Lynch, Pierce, Fenner & Smith IncorporatedCetera Investment Services LLC07-27-2016
Casey S CopusAllstate Financial Services, LLCCetera Investment Services LLC07-05-2016
Joseph Anthony CricchioRaymond James Financial Services, Inc.Cetera Investment Services LLC10-14-2015
Kimberly Johanne KovacsRaymond James Financial Services, Inc.Cetera Investment Services LLC10-14-2015
Erik Ulysses HandcockRaymond James Financial Services, Inc.Cetera Investment Services LLC10-14-2015
Joseph Gregory HobbsBOK Financial Securities, Inc.Cetera Investment Services LLC05-04-2015
Lisa Yvette TurnerWilbanks Securities, Inc.Cetera Investment Services LLC05-02-2013
David Deane PowellFirst Independent Financial Services, Inc.Cetera Investment Services LLC07-05-2012
Martina Delese GoddardRaymond James Financial Services, Inc.Cetera Investment Services LLC01-05-2010
Geoffrey Randall McGoffinRaymond James Financial Services, Inc.Cetera Investment Services LLC01-04-2010
Kimberly D. HarrisonRaymond James Financial Services, Inc.Cetera Investment Services LLC09-30-2009
Mary Susan WoodRaymond James Financial Services, Inc.Cetera Investment Services LLC09-30-2009
Brian Keith MortonRaymond James Financial Services, Inc.Cetera Investment Services LLC09-30-2009
Andrew Lloyd Gelmers Jr.Raymond James Financial Services, Inc.Cetera Investment Services LLC09-30-2009
Angela Joan LynchRaymond James Financial Services, Inc.Cetera Investment Services LLC09-30-2009
Jason Aaron PinneyRaymond James Financial Services, Inc.Cetera Investment Services LLC09-30-2009

Showing 1 to 19 of 19 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.