Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Adviser(s) Firm joining Firm leaving AUM ($M) Date
Andreas HessLPL Financial LLCCetera Investment Services LLC$2512-03-2010
Andrew Patrick CampbellWells Fargo Clearing Services, LLCCetera Investment Services LLC11-21-2013
Anne Jarman RostoskyBB&T Investment Services, Inc.Cetera Investment Services LLC$2507-13-2016
Arthur Anthony LaneveLPL Financial LLCCetera Investment Services LLC$10010-04-2017
Barbara Ann CummingsLPL Financial LLCCetera Investment Services LLC10-04-2017
Barbara Jean FrankelBB&T Investment Services, Inc.Cetera Investment Services LLC11-04-2015
Benn Jacob SmithLPL Financial LLCCetera Investment Services LLC$1006-30-2015
Brenton Friden StranskyPrivate Advisor Group, LLCCetera Investment Services LLC12-16-2013
Brian Andrew RuhtCitizens Securities, Inc.Cetera Investment Services LLC02-24-2015
Brian Douglas TrainerBB&T Investment Services, Inc.Cetera Investment Services LLC07-13-2016
Brian Timothy HoldenBB&T Investment Services, Inc.Cetera Investment Services LLC$1011-04-2015
Bruce Eldon Waugh Jr.BB&T Investment Services, Inc.Cetera Investment Services LLC07-13-2016
Cathleen Ann SchnabelBB&T Investment Services, Inc.Cetera Investment Services LLC07-13-2016
Cheri Lee SearfassState Farm VP Management Corp.Cetera Investment Services LLC06-06-2014
Cheryl C. BlakeyBB&T Investment Services, Inc.Cetera Investment Services LLC11-04-2015
Christopher G. FleegleLPL Financial LLCCetera Investment Services LLC08-10-2017
Christopher GangePNC InvestmentsCetera Investment Services LLC01-06-2010
Christopher Michael CorcoranBB&T Investment Services, Inc.Cetera Investment Services LLC11-04-2015
Christopher Scott SabosikKey Investment Services LLCCetera Investment Services LLC09-25-2017
Christopher W FarrellCharles Schwab & Co., Inc.Cetera Investment Services LLC$10009-19-2011
Craig Francis GrenciLPL Financial LLCCetera Investment Services LLC10-04-2017
Daniel Oscar BrownPNC InvestmentsCetera Investment Services LLC08-05-2010
David Alan LanganCambridge Investment Research, Inc.Cetera Investment Services LLC$20008-03-2015
David John CurtisNYLIFE Securities LLCCetera Investment Services LLC05-26-2015
David Martin GarresPruco Securities, LLC.Cetera Investment Services LLC03-09-2018
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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.