Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves

Adviser(s) Firm joining Firm leaving AUM ($M) Date
Brett L. DartezCetera Investment Advisers LLCCetera Investment Services LLC01-21-2014
Robert Michael CookFifth Third Securities, Inc.Cetera Investment Services LLC10-11-2013
Leandro G. Christiano SilvaFTB Advisors, Inc.Cetera Investment Services LLC06-07-2018
Tanya Jeanette Taylor-MummertLPL Financial LLCCetera Investment Services LLC$20008-29-2018
Kenneth Alan FordLPL Financial LLCCetera Investment Services LLC02-09-2015
Christopher Gavin BoldingMerrill Lynch, Pierce, Fenner & Smith IncorporatedCetera Investment Services LLC01-05-2018
Sean Taylor WilsonMerrill Lynch, Pierce, Fenner & Smith IncorporatedCetera Investment Services LLC$2907-01-2016
Douglas Wilson JonesRaymond James Financial Services, Inc.Cetera Investment Services LLC08-23-2016
David Michael BiggsRaymond James Financial Services, Inc.Cetera Investment Services LLC08-07-2015
Adam Pierce KellySecurian Financial Services, Inc.Cetera Investment Services LLC09-02-2016

Showing 1 to 10 of 10 entries

Page 1

Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.


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