Advisers on the Move TEST

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Latest moves

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Adviser(s) Firm joining Firm leaving AUM ($M) Date
Clifton Hideki RobertsD.H. Hill Securities, LLLPCetera Investment Services LLC$10010-29-2019
Nicholas James MoragneJ.P. Morgan Securities LLCCetera Investment Services LLC$10008-26-2019
Nasir PooranJ.P. Morgan Securities LLCCetera Investment Services LLC07-29-2019
Bobby ThibodeauxLPL Financial LLCCetera Investment Services LLC05-15-2019
Kevin Jay O'ConnellAmeriprise Financial Services, Inc.Cetera Investment Services LLC08-24-2018
Xiang Ci Helen MeiJ.P. Morgan Securities LLCCetera Investment Services LLC04-13-2018
Sarah Topham BarajasBBVA Securities Inc.Cetera Investment Services LLC$10004-06-2018
Dustin Gene LambBOK Financial Securities, Inc.Cetera Investment Services LLC03-06-2018
Bryan Oziel FloresJ.P. Morgan Securities LLCCetera Investment Services LLC01-05-2018
Kenneth Taylor MartinBBVA Securities Inc.Cetera Investment Services LLC06-12-2017
Katherine J. MontellanoWells Fargo Clearing Services, LLC (Formerly Wells Fargo Advisors, LLC)Cetera Investment Services LLC03-08-2017
David ZalmanRaymond James Financial Services, Inc.Cetera Investment Services LLC02-03-2017
Diana Teal StargelRaymond James Financial Services, Inc.Cetera Investment Services LLC01-13-2017
Frank Erik PereiraRaymond James Financial Services, Inc.Cetera Investment Services LLC01-11-2017
Vernon Randall HallRaymond James Financial Services, Inc.Cetera Investment Services LLC$10012-05-2016
Joanne Marie MathisRaymond James Financial Services, Inc.Cetera Investment Services LLC$10012-05-2016
Paul Gerard CurranRaymond James Financial Services, Inc.Cetera Investment Services LLC$15012-05-2016
Jason John MikeskaRaymond James Financial Services, Inc.Cetera Investment Services LLC$64012-05-2016
Thomas Patrick McneillRaymond James Financial Services, Inc.Cetera Investment Services LLC$83012-05-2016
John Michael HansonRaymond James Financial Services, Inc.Cetera Investment Services LLC12-05-2016
Nadine Lanette ReedRaymond James Financial Services, Inc.Cetera Investment Services LLC12-05-2016
Bradley Kenneth MuchowRaymond James Financial Services, Inc.Cetera Investment Services LLC12-05-2016
Heather Michelle HennighRaymond James Financial Services, Inc.Cetera Investment Services LLC12-05-2016
Hunter Thomas BurdickRaymond James Financial Services, Inc.Cetera Investment Services LLC12-05-2016
Bradley Alan BowmanIntrua FinancialCetera Investment Services LLC10-14-2016
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Showing 1 to 25 of 77 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.