Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Recruiting Scoreboard (Q4 2020)

Recruiting Gains

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Recruiting Losses

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Net Gains

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Net Losses

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Latest moves

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Adviser(s) Firm joining Firm leaving AUM ($M) Date
Noel PoolEquitable Advisors, LLCCetera Investment Services LLC$3008-20-2019
Samuel Scobel ShoberSynovus Securities, Inc.Cetera Investment Services LLC08-19-2019
Matthew Todd StoweEdward JonesCetera Investment Services LLC08-16-2019
Eduardo Ortega-SierraCitigroup Global Markets Inc.Cetera Investment Services LLC08-14-2019
David Alan PritchardLPL Financial LLCCetera Investment Services LLC08-06-2019
Codie HardySCF Securities, Inc.Cetera Investment Services LLC07-30-2019
Nasir PooranJ.P. Morgan Securities LLCCetera Investment Services LLC07-29-2019
Jeff Cheng JinMerrill Lynch, Pierce, Fenner & Smith IncorporatedCetera Investment Services LLC$2507-25-2019
Jonathan OcampoCitigroup Global Markets Inc.Cetera Investment Services LLC07-23-2019
Mitchell Redmond HelmichCalton & Associates, Inc.Cetera Investment Services LLC07-23-2019
Michael D DavenportProEquities, Inc.Cetera Investment Services LLC07-22-2019
Richard Francis ChautinBlue Cypress Wealth Management, LLCCetera Investment Services LLC07-18-2019
Dexter Andrew GaryBlue Cypress Wealth Management, LLCCetera Investment Services LLC07-18-2019
Ricky Alan SanfordHarbor Financial Services, LLCCetera Investment Services LLC07-01-2019
Brian Jeffery CummingsCommonwealth Financial NetworkCetera Investment Services LLC06-11-2019
Leonard Lamarr LeviPruco Securities, LLC.Cetera Investment Services LLC06-07-2019
William Eric EastburnLincoln Financial Advisors CorporationCetera Investment Services LLC$4606-04-2019
Jonathan Eugene PattersonFifth Third Securities, Inc.Cetera Investment Services LLC06-03-2019
Lucyna K GavrylyukFifth Third Securities, Inc.Cetera Investment Services LLC06-03-2019
Brendon John PetersPNC InvestmentsCetera Investment Services LLC$1605-31-2019
Alexander ArrietaWells Fargo Clearing Services, LLCCetera Investment Services LLC05-30-2019
Chen LingHSBC Securities (USA) Inc.Cetera Investment Services LLC05-30-2019
Kameron HelmuthVestia Personal Wealth AdvisorsCetera Investment Services LLC05-28-2019
Edward Lawrence InchiostroMerrill Lynch, Pierce, Fenner & Smith IncorporatedCetera Investment Services LLC$15005-28-2019
Wenjun WuJ.P. Morgan Securities LLCCetera Investment Services LLC05-20-2019
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Showing 1 to 25 of 58 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.