Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Latest moves


Adviser(s) Firm joining Firm leaving AUM ($M) Date
Tayler Elizabeth RhodaMoney Concepts Capital CorpCharles Schwab & Co., Inc.10-09-2020
Joshua R MasonThe Mather Group, LLCCharles Schwab & Co., Inc.10-08-2020
Fred Debow Rice IIIJ.P. Morgan Securities LLCCharles Schwab & Co., Inc.10-02-2020
Norman Kenneth FerrandoMorgan StanleyCharles Schwab & Co., Inc.09-29-2020
Julio Cesar VerduzcoFidelity Personal and Workplace AdvisorsCharles Schwab & Co., Inc.09-25-2020
Lucas B PelfreyFidelity Brokerage Services LLCCharles Schwab & Co., Inc.09-24-2020
Laurore Bethanie Jean-PierreMerrill Lynch, Pierce, Fenner & Smith IncorporatedCharles Schwab & Co., Inc.09-23-2020
Christopher John CertoLake Street AdvisorsCharles Schwab & Co., Inc.09-22-2020
Jocelyn R StarkMorgan StanleyCharles Schwab & Co., Inc.09-17-2020
Nicholas LeRoy MillerE*TRADE Securities LLCCharles Schwab & Co., Inc.09-17-2020
Kelsie C CarithersGoldman Sachs & Co.Charles Schwab & Co., Inc.09-16-2020
Stephen Edgar LahlVista Advisor Group, LLCCharles Schwab & Co., Inc.09-15-2020
Juvie Ann C JimenezCitigroup Global Markets Inc.Charles Schwab & Co., Inc.09-10-2020
Mary Kathryn HolgersenRaymond James Financial Services, Inc.Charles Schwab & Co., Inc.09-04-2020
Nathaniel NeillMerrill Lynch, Pierce, Fenner & Smith IncorporatedCharles Schwab & Co., Inc.09-04-2020
Andrew Michael DowningFidelity Brokerage Services LLCCharles Schwab & Co., Inc.09-03-2020
Christine Nicole SwindellStifel, Nicolaus & Company, IncorporatedCharles Schwab & Co., Inc.08-31-2020
William Wade AndersonFidelity Brokerage Services LLCCharles Schwab & Co., Inc.08-25-2020
Austin James KonzenFidelity Brokerage Services LLCCharles Schwab & Co., Inc.08-25-2020
Justin Paul ShureBay Colony AdvisorsCharles Schwab & Co., Inc.08-21-2020
George B San MiguelWells Fargo Advisors Financial Network, LLCCharles Schwab & Co., Inc.08-14-2020
Andrew James MonahanFidelity Brokerage Services LLCCharles Schwab & Co., Inc.08-13-2020
Muata Rikondja MahluliFacet Wealth, IncCharles Schwab & Co., Inc.08-07-2020
Ryan Thomas CleavelandFidelity Brokerage Services LLCCharles Schwab & Co., Inc.07-31-2020
John Paul Brennan IIIMerrill Lynch, Pierce, Fenner & Smith IncorporatedCharles Schwab & Co., Inc.07-30-2020
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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.