Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Latest moves

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Adviser(s) Firm joining Firm leaving AUM ($M) Date
Henry Eugene Zoller IVOneAmerica Securities, Inc.Charles Schwab & Co., Inc.04-23-2020
Tyler Douglas HowardProEquities, Inc.Charles Schwab & Co., Inc.04-16-2020
Michael Dean McCubbinICMA-RC Services, LLCCharles Schwab & Co., Inc.$5004-09-2020
Robert A. TorresMerrill Lynch, Pierce, Fenner & Smith IncorporatedCharles Schwab & Co., Inc.04-09-2020
Nicholas Stephen MatlockEdward JonesCharles Schwab & Co., Inc.04-08-2020
Gabriel GurauUSAA Financial Advisors, Inc.Charles Schwab & Co., Inc.04-07-2020
Dustin Graham EllisRaymond James & Associates, Inc.Charles Schwab & Co., Inc.04-06-2020
Pedro Campos Campos MejoradoJ.P. Morgan Securities LLCCharles Schwab & Co., Inc.04-03-2020
Jason Ryan SalmonEdward JonesCharles Schwab & Co., Inc.04-03-2020
Stacy Lynn ChretienInsight Wealth Strategies, LLCCharles Schwab & Co., Inc.04-03-2020
Rick Anthony BarayMadison Avenue Securities, LLCCharles Schwab & Co., Inc.$1,00004-01-2020
Troy Michael KlunkEdward JonesCharles Schwab & Co., Inc.03-30-2020
John W GlanderNorthwestern Mutual Investment Services, LLCCharles Schwab & Co., Inc.03-20-2020
Zachary R StevensTD Ameritrade Investment Management, LLCCharles Schwab & Co., Inc.03-19-2020
Hector Luis SilvestreMutual of America Securities LLCCharles Schwab & Co., Inc.03-17-2020
Steven Alexander MyersRaymond James & Associates, Inc.Charles Schwab & Co., Inc.03-16-2020
Taylor Joseph HershbergerMerrill Lynch, Pierce, Fenner & Smith IncorporatedCharles Schwab & Co., Inc.03-12-2020
Jacob John BishopNorthwestern Mutual Investment Services, LLCCharles Schwab & Co., Inc.03-10-2020
Daniel Antonio EscorciaMerrill Lynch, Pierce, Fenner & Smith IncorporatedCharles Schwab & Co., Inc.03-09-2020
Shaariq Jamaal KhanE*TRADE Securities LLCCharles Schwab & Co., Inc.03-04-2020
Benigno Gonzalez Jr.J.P. Morgan Securities LLCCharles Schwab & Co., Inc.03-03-2020
Yasmeen Shvai FrazierJ.P. Morgan Securities LLCCharles Schwab & Co., Inc.03-03-2020
Sarah Rose SpillerCharles Schwab & Co., Inc.Charles Schwab & Co., Inc.03-02-2020
Matthew Stuart AltmanFidelity Brokerage Services LLCCharles Schwab & Co., Inc.03-02-2020
Alexandra Kora StirmersFidelity Brokerage Services LLCCharles Schwab & Co., Inc.03-02-2020
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Showing 1 to 25 of 1,088 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.