Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves


Adviser(s) Firm joining Firm leaving AUM ($M) Date
Sean Fillmore DemingRaymond James & Associates, Inc.Charles Schwab & Co., Inc.01-03-2020
Matthew Robert KnellCUSO Financial Services, L.P.Charles Schwab & Co., Inc.01-02-2020
Peter Nya Quoie Jr.J.P. Morgan Securities LLCCharles Schwab & Co., Inc.12-18-2019
Kevin Blaise LiederbachRaymond James Financial Services, Inc.Charles Schwab & Co., Inc.12-12-2019
Neil F. FenningAmeriprise Financial Services, Inc.Charles Schwab & Co., Inc.12-10-2019
Christopher Joseph AlbanoJ.P. Morgan Securities LLCCharles Schwab & Co., Inc.12-09-2019
Rahim A MuhammadJ.P. Morgan Securities LLCCharles Schwab & Co., Inc.12-05-2019
Katherine L TothLPL Financial LLCCharles Schwab & Co., Inc.12-05-2019
James R. DawsonSentinus-Halo Securities, LLCCharles Schwab & Co., Inc.12-04-2019
Michael John MartinThrivent Investment Management Inc.Charles Schwab & Co., Inc.12-03-2019
Kristoffer Alexander KlingelhoefferExencial Wealth AdvisorsCharles Schwab & Co., Inc.11-27-2019
Pooneh Pordell WarinnerEdward JonesCharles Schwab & Co., Inc.11-26-2019
Oscar CortesBancWest Investment Services, Inc.Charles Schwab & Co., Inc.11-26-2019
Anamika Bala MadanFinancial Engines Advisors L.L.C.Charles Schwab & Co., Inc.11-19-2019
Susannah Terrell StuckeyAldrich Wealth LPCharles Schwab & Co., Inc.11-19-2019
Jacqueline LaresWealth Architects, LLCCharles Schwab & Co., Inc.11-15-2019
Alan Patrick AcevedoNYLIFE Securities LLCCharles Schwab & Co., Inc.11-13-2019
Bobby Jacob TallentMerrill Lynch, Pierce, Fenner & Smith IncorporatedCharles Schwab & Co., Inc.$10011-06-2019
Joseph Walter TurekMerrill Lynch, Pierce, Fenner & Smith IncorporatedCharles Schwab & Co., Inc.11-05-2019
Jason Garrett HullMerrill Lynch, Pierce, Fenner & Smith IncorporatedCharles Schwab & Co., Inc.11-01-2019
Ushir N. MehtaTD Ameritrade Investment Management, LLCCharles Schwab & Co., Inc.11-01-2019
Rachel Elizabeth RathRaymond James Financial Services, Inc.Charles Schwab & Co., Inc.10-28-2019
Victoria Lynn AreingdaleUSAA Financial Advisors, Inc.Charles Schwab & Co., Inc.10-28-2019
Christian Alexander LopezJ.P. Morgan Securities LLCCharles Schwab & Co., Inc.10-16-2019
Brian Daniel TrentKestra Investment Services, LLCCharles Schwab & Co., Inc.10-14-2019
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Showing 1 to 25 of 801 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.


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