Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Latest moves


Adviser(s) Firm joining Firm leaving AUM ($M) Date
Greg Wayne Wilson323 Wealth Management, LLCCharles Schwab & Co., Inc.03-12-2020
Shane Patrick Dennehy5280 Wealth ManagementCharles Schwab & Co., Inc.05-24-2019
Daniel Alexander Caycedo5280 Wealth ManagementCharles Schwab & Co., Inc.05-24-2019
Tyler P ConroyAldrich Wealth LPCharles Schwab & Co., Inc.09-18-2019
Cinthya Pamela BrodzikowskiAmeriprise Financial Services, LLCCharles Schwab & Co., Inc.01-07-2020
Neil F FenningAmeriprise Financial Services, LLCCharles Schwab & Co., Inc.12-10-2019
Christine Michelle DixonAmeriprise Financial Services, LLCCharles Schwab & Co., Inc.$1003-12-2019
Bryce Nicholas NiemiAmeriprise Financial Services, LLCCharles Schwab & Co., Inc.06-06-2018
Bernard Hamilton JrAmeriprise Financial Services, LLCCharles Schwab & Co., Inc.04-24-2015
Jessica Elizabeth PalatucciAmeriprise Financial Services, LLCCharles Schwab & Co., Inc.03-02-2015
Michael Lowell TurnerAmeriprise Financial Services, LLCCharles Schwab & Co., Inc.$10002-05-2014
Zoe Emma WhitmoreAmeriprise Financial Services, LLCCharles Schwab & Co., Inc.$2502-08-2012
Kristine Denise MaxfieldAmeritas Investment Company, LLCCharles Schwab & Co., Inc.06-23-2015
Keenan Taft HenriquesBallentine PartnersCharles Schwab & Co., Inc.05-28-2019
Oscar CortesBancWest Investment Services, Inc.Charles Schwab & Co., Inc.11-26-2019
Lidia LeachBancWest Investment Services, Inc.Charles Schwab & Co., Inc.10-21-2013
James Henry SchlueterBankers Life Securities, Inc.Charles Schwab & Co., Inc.01-15-2020
Michael Evan VassarBartlett & Co. Wealth Management LLCCharles Schwab & Co., Inc.03-25-2019
Justin Paul ShureBay Colony AdvisorsCharles Schwab & Co., Inc.08-21-2020
Robert Edwin HellerBBVA Securities Inc.Charles Schwab & Co., Inc.09-30-2019
Sarah Elizabeth MahaffaBedel Financial Consulting IncCharles Schwab & Co., Inc.03-07-2017
John Phillip ScottBIP Wealth, LLCCharles Schwab & Co., Inc.08-13-2015
Lori Lynn BoykinBIP Wealth, LLCCharles Schwab & Co., Inc.12-08-2014
Dennis A Booker JrBIP Wealth, LLCCharles Schwab & Co., Inc.05-28-2010
Brian Joseph OwenBJO Wealth Management LLC.Charles Schwab & Co., Inc.10-07-2013
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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.