Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves


Adviser(s) Firm joining Firm leaving AUM ($M) Date
Shane Patrick Dennehy5280 Wealth ManagementCharles Schwab & Co., Inc.05-24-2019
Daniel Alexander Caycedo5280 Wealth ManagementCharles Schwab & Co., Inc.05-24-2019
Christine Michelle DixonAmeriprise Financial Services, Inc.Charles Schwab & Co., Inc.$1003-12-2019
Bryce Nicholas NiemiAmeriprise Financial Services, Inc.Charles Schwab & Co., Inc.06-06-2018
Bernard Hamilton Jr.Ameriprise Financial Services, Inc.Charles Schwab & Co., Inc.04-24-2015
Michael Lowell TurnerAmeriprise Financial Services, Inc.Charles Schwab & Co., Inc.$5002-05-2014
Zoe Emma WhitmoreAmeriprise Financial Services, Inc.Charles Schwab & Co., Inc.02-08-2012
Kristine Denise MaxfieldAmeritas Investment Corp.Charles Schwab & Co., Inc.$10006-23-2015
Jordan Douglas BrownAnnex Wealth Management, LLCCharles Schwab & Co., Inc.02-12-2019
Zachary Bert CampbellAXA Advisors, LLCCharles Schwab & Co., Inc.05-25-2016
Roy Clayton AndersonAXA Advisors, LLCCharles Schwab & Co., Inc.05-06-2014
Lidia LeachBancWest Investment Services, Inc.Charles Schwab & Co., Inc.10-21-2013
Michael Evan VassarBartlett & Co. Wealth Management LLCCharles Schwab & Co., Inc.03-25-2019
Sarah Elizabeth MahaffaBedel Financial Consulting IncCharles Schwab & Co., Inc.03-07-2017
John Phillip ScottBIP Wealth, LLCCharles Schwab & Co., Inc.08-13-2015
Lori Lynn BoykinBIP Wealth, LLCCharles Schwab & Co., Inc.12-08-2014
Dennis Alexander Booker Jr.BIP Wealth, LLCCharles Schwab & Co., Inc.05-28-2010
Brian Joseph OwenBJO Wealth Management LLC.Charles Schwab & Co., Inc.10-07-2013
Scott R. LeuteneggerBMO Harris Financial Advisors, Inc.Charles Schwab & Co., Inc.06-05-2017
Stephen Michael KovachBuffington Mohr McNealCharles Schwab & Co., Inc.02-12-2016
Devon Matthew CooneyCambridge Investment Research, Inc.Charles Schwab & Co., Inc.01-28-2019
Joseph Paul WilliamsCambridge Investment Research, Inc.Charles Schwab & Co., Inc.07-16-2018
Clifton Antoine WedingtonCambridge Investment Research, Inc.Charles Schwab & Co., Inc.$15011-01-2017
Patrice Marie MacgibbonCambridge Investment Research, Inc.Charles Schwab & Co., Inc.11-02-2012
Michael LynnCambridge Investment Research, Inc.Charles Schwab & Co., Inc.03-03-2010
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Showing 1 to 25 of 316 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.


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