Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Latest moves


Adviser(s) Firm joining Firm leaving AUM ($M) Date
Jeffrey Allen FryerWatts Gwilliam & Company, LLCCharles Schwab & Co., Inc.01-07-2009
Manuel Louis Soliz JrThrivent Investment Management Inc.Charles Schwab & Co., Inc.$5001-20-2009
Ryan Douglas EckertWaddell & ReedCharles Schwab & Co., Inc.02-03-2009
Peter LombardiE*TRADE Securities LLCCharles Schwab & Co., Inc.02-17-2009
Joseph Sam BergamoUBS Financial Services Inc.Charles Schwab & Co., Inc.$15004-08-2009
Jeffrey Dell ZesigerUMA Financial Services IncCharles Schwab & Co., Inc.$15005-04-2009
Brian Steven SimpsonIntegrity Wealth Management, Inc.Charles Schwab & Co., Inc.05-08-2009
John Lee RohlCastle Rock Financial Advisors, LLC.Charles Schwab & Co., Inc.06-24-2009
Randy Alvin CoxFarmers Financial Solutions, LLCCharles Schwab & Co., Inc.06-25-2009
Kristian Daniel ColvinEmerson Equity LLCCharles Schwab & Co., Inc.09-07-2009
Mathew Reed BaconDisciplined Investments, LLCCharles Schwab & Co., Inc.09-16-2009
John Michael McgrathEP Wealth AdvisorsCharles Schwab & Co., Inc.09-16-2009
Philip Lee NagelLPL Financial LLCCharles Schwab & Co., Inc.$1,00010-16-2009
Graham Kolbe RogneyMorgan StanleyCharles Schwab & Co., Inc.$18911-06-2009
Charles Michael GrohsMorgan StanleyCharles Schwab & Co., Inc.$2501-15-2010
Sean Katsuhiko AkiyamaInfinity 8 Investments, LLCCharles Schwab & Co., Inc.$15001-20-2010
Kenneth William Oliverio JrUnited Planners' Financial Services of America A Limited PartnerCharles Schwab & Co., Inc.$15002-09-2010
Jahndavid Arthur TeschlerThe Western Wealth Group, Inc.Charles Schwab & Co., Inc.02-18-2010
Brian Eric BartonGuardian Wealth ManagementCharles Schwab & Co., Inc.$5003-02-2010
Michael LynnCambridge Investment Research, Inc.Charles Schwab & Co., Inc.$2503-03-2010
William James EngelbergerMorgan StanleyCharles Schwab & Co., Inc.$1,00003-15-2010
William Floyd HillLPL Financial LLCCharles Schwab & Co., Inc.$5003-29-2010
Dennis A Booker JrBIP Wealth, LLCCharles Schwab & Co., Inc.05-28-2010
Petr ChytkaMorgan StanleyCharles Schwab & Co., Inc.06-14-2010
Timothy Francis FlemingLPL Financial LLCCharles Schwab & Co., Inc.$2506-21-2010
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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.