Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Recruiting Scoreboard (Q4 2020)

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Net Gains

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Adviser(s) Firm joining Firm leaving AUM ($M) Date
Jocelyn R StarkMorgan StanleyCharles Schwab & Co., Inc.09-17-2020
Mary Kathryn HolgersenRaymond James Financial Services, Inc.Charles Schwab & Co., Inc.09-04-2020
Nathaniel NeillMerrill Lynch, Pierce, Fenner & Smith IncorporatedCharles Schwab & Co., Inc.09-04-2020
Victor George ThompsonMerrill Lynch, Pierce, Fenner & Smith IncorporatedCharles Schwab & Co., Inc.06-12-2020
Christine NelsonRaymond James Financial Services, Inc.Charles Schwab & Co., Inc.04-28-2020
Troy Michael KlunkEdward JonesCharles Schwab & Co., Inc.03-30-2020
Shaariq Jamaal KhanE*TRADE Securities LLCCharles Schwab & Co., Inc.03-04-2020
Zachary J WikFinancial Engines Advisors L.L.C.Charles Schwab & Co., Inc.03-04-2020
Alexandra Kora StirmersFidelity Brokerage Services LLCCharles Schwab & Co., Inc.03-02-2020
Oscar CortesBancWest Investment Services, Inc.Charles Schwab & Co., Inc.11-26-2019
Charles Samuel CraytonSagePoint Financial, Inc.Charles Schwab & Co., Inc.09-10-2019
Juan Ramon RomanMorgan StanleyCharles Schwab & Co., Inc.04-08-2019
Victoria MatusJ.P. Morgan Securities LLCCharles Schwab & Co., Inc.02-01-2019
Kenneth Charles LafleurRaymond James Financial Services, Inc.Charles Schwab & Co., Inc.$10001-08-2019
Jacob EcholsEdward JonesCharles Schwab & Co., Inc.12-17-2018
Matthew Paul CherryWealth Management SolutionsCharles Schwab & Co., Inc.12-07-2018
Reyna Isabel WardFidelity Brokerage Services LLCCharles Schwab & Co., Inc.08-24-2018
Nikki Kay SutcliffePurshe Kaplan Sterling InvestmentsCharles Schwab & Co., Inc.06-12-2018
Ethan RivasMerrill Lynch, Pierce, Fenner & Smith IncorporatedCharles Schwab & Co., Inc.07-03-2017
Christopher Ryan ONeillVanguard Marketing CorporationCharles Schwab & Co., Inc.04-11-2017
Scott Alan CampbellSigFig Wealth Management LLCCharles Schwab & Co., Inc.04-07-2017
Katelyn Clark GallagherMerrill Lynch, Pierce, Fenner & Smith IncorporatedCharles Schwab & Co., Inc.02-09-2017
Joshua Joseph GeorgeMerrill Lynch, Pierce, Fenner & Smith IncorporatedCharles Schwab & Co., Inc.12-06-2016
Hasan KamalFidelity Brokerage Services LLCCharles Schwab & Co., Inc.08-09-2016
Corbett Michael LadukeTrajan Wealth, L.L.C.Charles Schwab & Co., Inc.07-12-2016
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Showing 1 to 25 of 50 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.