Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Latest moves

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Adviser(s) Firm joining Firm leaving AUM ($M) Date
Mary B. FriedrichAmeriprise Financial Services, LLCCharles Schwab & Co., Inc.02-10-2015
Sarah Rose SpillerCharles Schwab & Co., Inc.Charles Schwab & Co., Inc.03-02-2020
Dillon Hoyt McCloudCharles Schwab & Co., Inc.Charles Schwab & Co., Inc.06-10-2019
Marlyne Elisa RobinsonCharles Schwab & Co., Inc.Charles Schwab & Co., Inc.08-22-2017
Scott Andrew CitronCharles Schwab & Co., Inc.Charles Schwab & Co., Inc.01-27-2010
Joseph Paul KalmanovitzCrown Capital Securities, L.P.Charles Schwab & Co., Inc.05-01-2013
Erin Michael GoergenDynamic Wealth AdvisorsCharles Schwab & Co., Inc.08-29-2013
Shaariq Jamaal KhanE*TRADE Securities LLCCharles Schwab & Co., Inc.03-04-2020
James Theodore KatikosE*TRADE Securities LLCCharles Schwab & Co., Inc.12-19-2014
Kevin Todd CypertE*TRADE Securities LLCCharles Schwab & Co., Inc.$5003-21-2011
Pooneh Pordell WarinnerEdward JonesCharles Schwab & Co., Inc.11-25-2019
Jacob E EcholsEdward JonesCharles Schwab & Co., Inc.12-17-2018
Stephanie Eileen MillerEdward JonesCharles Schwab & Co., Inc.09-28-2018
David Evan MorganEF Legacy Securities, LLCCharles Schwab & Co., Inc.$10005-12-2016
Alexandra Kora StirmersFidelity Brokerage Services LLCCharles Schwab & Co., Inc.03-02-2020
Reyna Isabel WardFidelity Brokerage Services LLCCharles Schwab & Co., Inc.08-24-2018
Julie Elizabeth RamosFidelity Brokerage Services LLCCharles Schwab & Co., Inc.05-29-2015
Jared Lyle HarguessFidelity Brokerage Services LLCCharles Schwab & Co., Inc.03-05-2015
James Robert KarbergFidelity Brokerage Services LLCCharles Schwab & Co., Inc.$102-10-2015
Brandon Alan BerguinFidelity Brokerage Services LLCCharles Schwab & Co., Inc.12-19-2013
Hilary H. LexFidelity Brokerage Services LLCCharles Schwab & Co., Inc.03-05-2012
Michelle Ann SerlinFidelity Brokerage Services LLCCharles Schwab & Co., Inc.07-26-2010
Jeffrey Alan GoldbergFinancial Engines Advisors L.L.C.Charles Schwab & Co., Inc.08-13-2013
Katrina Cristy LessardFirst Allied Securities, Inc.Charles Schwab & Co., Inc.01-22-2013
Matthew James PickettFirst Financial Equity CorporationCharles Schwab & Co., Inc.12-01-2016
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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.