Advisers on the Move TEST

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Latest moves


Adviser(s) Firm joining Firm leaving AUM ($M) Date
Gabriel GurauUSAA Financial Advisors, Inc.Charles Schwab & Co., Inc.04-07-2020
Shaariq Jamaal KhanE*TRADE Securities LLCCharles Schwab & Co., Inc.03-04-2020
Sarah Rose SpillerCharles Schwab & Co., Inc.Charles Schwab & Co., Inc.03-02-2020
Alexandra Kora StirmersFidelity Brokerage Services LLCCharles Schwab & Co., Inc.03-02-2020
Michele Anne DoucetUSAA Financial Advisors, Inc.Charles Schwab & Co., Inc.02-03-2020
Michael John MartinThrivent Investment Management Inc.Charles Schwab & Co., Inc.12-03-2019
Pooneh Pordell WarinnerEdward JonesCharles Schwab & Co., Inc.11-25-2019
Tom L. NguyenMorgan StanleyCharles Schwab & Co., Inc.09-18-2019
Charles Samuel CraytonSagePoint Financial, Inc.Charles Schwab & Co., Inc.09-10-2019
Dillon Hoyt McCloudCharles Schwab & Co., Inc.Charles Schwab & Co., Inc.06-10-2019
Juan R. RomanMorgan StanleyCharles Schwab & Co., Inc.04-08-2019
Victoria MatusJ.P. Morgan Securities LLCCharles Schwab & Co., Inc.02-01-2019
Jacob E EcholsEdward JonesCharles Schwab & Co., Inc.12-17-2018
Matthew Paul CherryWealth Management SolutionsCharles Schwab & Co., Inc.12-07-2018
Josiah Paul MartinMorgan StanleyCharles Schwab & Co., Inc.11-16-2018
Joshua Matthew PrestonUSAA Financial Advisors, Inc.Charles Schwab & Co., Inc.09-28-2018
Stephanie Eileen MillerEdward JonesCharles Schwab & Co., Inc.09-28-2018
Reyna Isabel WardFidelity Brokerage Services LLCCharles Schwab & Co., Inc.08-24-2018
Casey Alan MichelMorgan StanleyCharles Schwab & Co., Inc.07-30-2018
Robert Lee Saho Jr.J.P. Morgan Securities LLCCharles Schwab & Co., Inc.05-10-2018
Peter R BurnhamSureVest Wealth ManagementCharles Schwab & Co., Inc.03-20-2018
William Phillip Aeson JohnsonMerrill Lynch, Pierce, Fenner & Smith IncorporatedCharles Schwab & Co., Inc.08-31-2017
Marlyne Elisa RobinsonCharles Schwab & Co., Inc.Charles Schwab & Co., Inc.08-22-2017
Ethan Oliver RivasMerrill Lynch, Pierce, Fenner & Smith IncorporatedCharles Schwab & Co., Inc.07-03-2017
Christopher Ryan O'NeillVanguard Marketing CorporationCharles Schwab & Co., Inc.04-11-2017
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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.