Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Latest moves


Adviser(s) Firm joining Firm leaving AUM ($M) Date
Jonathan Adam StoftAPW Capital, Inc.Charles Schwab & Co., Inc.02-27-2019
Gerard Alonzo SingfieldCulture Capital Partners, LLCCharles Schwab & Co., Inc.01-04-2019
Samah Sami NaguibPleasanton WealthCharles Schwab & Co., Inc.01-03-2019
Yee Ki WanKW Wealth Management LLCCharles Schwab & Co., Inc.09-14-2018
Victor Adrian Sales AntonioMerrill Lynch, Pierce, Fenner & Smith IncorporatedCharles Schwab & Co., Inc.08-09-2018
Stephen Christian MilesSutro AdvisorsCharles Schwab & Co., Inc.08-06-2018
Jessica Ka-Ling YiuUnionBanc Investment Services, LLCCharles Schwab & Co., Inc.04-19-2018
Timothy Fook KwongWells Fargo Clearing Services, LLCCharles Schwab & Co., Inc.$104-03-2018
James Marshall SchwarzClear Retirement Advice LLCCharles Schwab & Co., Inc.03-12-2018
Zana Lyn LugoSignator Investors, Inc.Charles Schwab & Co., Inc.02-09-2018
Eddy Chiwen WangRaymond James Financial Services, Inc.Charles Schwab & Co., Inc.01-16-2018
Clifton Antoine WedingtonCambridge Investment Research, Inc.Charles Schwab & Co., Inc.$15011-01-2017
Deshon Patrick RobinsonTD Ameritrade Investment Management, LLCCharles Schwab & Co., Inc.10-23-2017
Charles HoLegacy Builders Financial, LLCCharles Schwab & Co., Inc.10-19-2017
Linda Joan PappasMerrill Lynch, Pierce, Fenner & Smith IncorporatedCharles Schwab & Co., Inc.10-18-2017
BRENT ANDREW RITETD Ameritrade Investment Management, LLCCharles Schwab & Co., Inc.08-10-2017
Trevor Clayton DepriestTD Ameritrade Investment Management, LLCCharles Schwab & Co., Inc.04-03-2017
Kylie Marie NollMerrill Lynch, Pierce, Fenner & Smith IncorporatedCharles Schwab & Co., Inc.03-30-2017
John Conley ThatcherCheck Capital Management IncCharles Schwab & Co., Inc.03-03-2017
Mark W KooimanMonterey Private Wealth, Inc.Charles Schwab & Co., Inc.01-18-2017
Ronald Craig HudspethMorgan StanleyCharles Schwab & Co., Inc.$1006-24-2016
Dixin ZhengMerrill Lynch, Pierce, Fenner & Smith IncorporatedCharles Schwab & Co., Inc.06-15-2016
Gloria Jovanna CurlingMorgan StanleyCharles Schwab & Co., Inc.05-05-2016
Jeff Randall BorgesStrategic Advisers LLCCharles Schwab & Co., Inc.04-06-2016
Andrew Roy PughTD Ameritrade Investment Management, LLCCharles Schwab & Co., Inc.02-22-2016
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Showing 1 to 25 of 108 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.


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