Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Latest moves


Adviser(s) Firm joining Firm leaving AUM ($M) Date
Benjamin PorrasEP Wealth AdvisorsCharles Schwab & Co., Inc.03-01-2013
Peter ChenMorgan StanleyCharles Schwab & Co., Inc.$17006-14-2011
Benjamin WooMorgan StanleyCharles Schwab & Co., Inc.$14007-13-2010
Stephen Edgar LahlVista Advisor Group, LLCCharles Schwab & Co., Inc.09-15-2020
Steven Ramon ParamoFidelity Brokerage Services LLCCharles Schwab & Co., Inc.07-29-2020
Megan Rene DaylorFidelity Brokerage Services LLCCharles Schwab & Co., Inc.07-14-2020
Hui-Ting ChangMerrill Lynch, Pierce, Fenner & Smith IncorporatedCharles Schwab & Co., Inc.06-08-2020
Jacob J TaylorMorgan StanleyCharles Schwab & Co., Inc.05-21-2020
Daniel OsorioFidelity Brokerage Services LLCCharles Schwab & Co., Inc.05-15-2020
Edward Rolando CasasolaFinancial Engines Advisors L.L.C.Charles Schwab & Co., Inc.05-14-2020
Erick James HoyerEdward JonesCharles Schwab & Co., Inc.05-01-2020
Stacy Lynn ChretienInsight Wealth Strategies, LLCCharles Schwab & Co., Inc.04-03-2020
Benigno Gonzalez JrJ.P. Morgan Securities LLCCharles Schwab & Co., Inc.03-03-2020
Kevin Kenyatta CheeksEcho45 Advisors LLCCharles Schwab & Co., Inc.02-25-2020
Levi Glade LarsenFinancial Engines Advisors L.L.C.Charles Schwab & Co., Inc.02-21-2020
Ann Marie SandquistLido Advisors, LLCCharles Schwab & Co., Inc.02-13-2020
James Henry SchlueterBankers Life Securities, Inc.Charles Schwab & Co., Inc.01-15-2020
Matthew Charles TakamatsuVoya Financial Advisors, Inc.Charles Schwab & Co., Inc.01-09-2020
Michael John MartinThrivent Investment Management Inc.Charles Schwab & Co., Inc.12-03-2019
Jacqueline LaresWealth Architects, LLCCharles Schwab & Co., Inc.11-15-2019
Steven Erik JakschMiracle Mile Advisors, LLCCharles Schwab & Co., Inc.08-13-2019
Salvatore AzzolinoJ.P. Morgan Securities LLCCharles Schwab & Co., Inc.08-02-2019
Donald J Liffengren JrTD Ameritrade Investment Management, LLCCharles Schwab & Co., Inc.07-09-2019
Richard Lee BassettTD Ameritrade Investment Management, LLCCharles Schwab & Co., Inc.06-13-2019
Michael Thomas TranFidelity Brokerage Services LLCCharles Schwab & Co., Inc.05-30-2019
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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.