Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Recruiting Scoreboard (Q4 2020)

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Adviser(s) Firm joining Firm leaving AUM ($M) Date
Aaron Russell NicholsFirst Republic Securities Company, LLCCharles Schwab & Co., Inc.05-07-2012
Akash PrinjaE*TRADE Securities LLCCharles Schwab & Co., Inc.01-12-2017
Andrew F KlaseFidelity Brokerage Services LLCCharles Schwab & Co., Inc.09-11-2018
Ann Marie SandquistLido Advisors, LLCCharles Schwab & Co., Inc.02-13-2020
Arthur LopesE*TRADE Securities LLCCharles Schwab & Co., Inc.10-20-2015
Ben Frank SedilloWells Fargo Clearing Services, LLCCharles Schwab & Co., Inc.03-20-2014
Benigno Gonzalez JrJ.P. Morgan Securities LLCCharles Schwab & Co., Inc.03-03-2020
Benjamin H WooMorgan StanleyCharles Schwab & Co., Inc.$5007-02-2010
Benjamin PorrasEP Wealth AdvisorsCharles Schwab & Co., Inc.03-01-2013
Benjamin WooMorgan StanleyCharles Schwab & Co., Inc.$14007-13-2010
Bettina Jane BehalMorgan StanleyCharles Schwab & Co., Inc.05-14-2015
Brandon James GrundyRidgeview Financial PlanningCharles Schwab & Co., Inc.07-22-2014
Brian Drew AcardNWK GroupCharles Schwab & Co., Inc.06-17-2014
Brian E SoonMerrill Lynch, Pierce, Fenner & Smith IncorporatedCharles Schwab & Co., Inc.10-25-2013
Charles HoLegacy Builders Financial, LLCCharles Schwab & Co., Inc.10-19-2017
Charles Michael GrohsMorgan StanleyCharles Schwab & Co., Inc.$2501-15-2010
Christopher John QuirozMorgan StanleyCharles Schwab & Co., Inc.06-26-2015
Colleen Mary LangsMorgan StanleyCharles Schwab & Co., Inc.$2401-05-2012
Cory Paul KleinschmitFidelity Brokerage Services LLCCharles Schwab & Co., Inc.10-25-2010
Daniel OsorioFidelity Brokerage Services LLCCharles Schwab & Co., Inc.05-15-2020
Darwin Ting ChingMorgan StanleyCharles Schwab & Co., Inc.$15006-15-2012
David Chien TsowSpotlight Asset GroupCharles Schwab & Co., Inc.04-08-2019
Deshon Patrick RobinsonTD Ameritrade Investment Management, LLCCharles Schwab & Co., Inc.10-23-2017
Donald J Liffengren JrTD Ameritrade Investment Management, LLCCharles Schwab & Co., Inc.07-09-2019
Eddy Chiwen WangRaymond James Financial Services, Inc.Charles Schwab & Co., Inc.01-16-2018
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Showing 1 to 25 of 103 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.