Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Recruiting Scoreboard (Q4 2020)

Recruiting Gains

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Recruiting Losses

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Net Gains

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Net Losses

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Latest moves

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Adviser(s) Firm joining Firm leaving AUM ($M) Date
Shane Patrick Dennehy5280 Wealth ManagementCharles Schwab & Co., Inc.05-24-2019
Daniel Alexander Caycedo5280 Wealth ManagementCharles Schwab & Co., Inc.05-24-2019
Zoe Emma WhitmoreAmeriprise Financial Services, LLCCharles Schwab & Co., Inc.$2502-08-2012
Robert Edwin HellerBBVA Securities Inc.Charles Schwab & Co., Inc.09-30-2019
John Lee RohlCastle Rock Financial Advisors, LLC.Charles Schwab & Co., Inc.06-24-2009
Beau Justin PollardCenterpiece Wealth AdvisorCharles Schwab & Co., Inc.05-23-2018
Jill Elaine IsbellCreative Financial Services, IncCharles Schwab & Co., Inc.05-31-2019
Jeffrey D McCabeE*TRADE Securities LLCCharles Schwab & Co., Inc.10-10-2019
Patrick Fulton LarkinE*TRADE Securities LLCCharles Schwab & Co., Inc.11-28-2011
Elizabeth Ashley BleidtEdward JonesCharles Schwab & Co., Inc.04-13-2017
Daniel B CarnesElderado Financial, IncCharles Schwab & Co., Inc.01-23-2020
Andrew Michael DowningFidelity Brokerage Services LLCCharles Schwab & Co., Inc.09-03-2020
William Wade AndersonFidelity Brokerage Services LLCCharles Schwab & Co., Inc.08-25-2020
William Edward BesferFidelity Brokerage Services LLCCharles Schwab & Co., Inc.07-30-2020
Zachary E SharpFidelity Brokerage Services LLCCharles Schwab & Co., Inc.07-28-2020
Brianna Marie CoxFidelity Brokerage Services LLCCharles Schwab & Co., Inc.06-22-2020
John Lawrence FreemireFidelity Brokerage Services LLCCharles Schwab & Co., Inc.01-22-2016
Kyle Matthew BlackFidelity Brokerage Services LLCCharles Schwab & Co., Inc.04-03-2015
Andrew Lee WeinbergFidelity Brokerage Services LLCCharles Schwab & Co., Inc.11-15-2013
Michael Patrick MurphyFidelity Brokerage Services LLCCharles Schwab & Co., Inc.10-08-2013
Jeffrey Michael BlomgrenFidelity Brokerage Services LLCCharles Schwab & Co., Inc.07-15-2013
Kristian Richard CarlsonFidelity Brokerage Services LLCCharles Schwab & Co., Inc.07-15-2013
Trevor Lee PhillipsFidelity Brokerage Services LLCCharles Schwab & Co., Inc.07-09-2013
Odette Mariam SahakianInvestment Security Group, Inc.Charles Schwab & Co., Inc.03-15-2018
Mickale Weshon GilbertJ.P. Morgan Securities LLCCharles Schwab & Co., Inc.01-23-2020
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Showing 1 to 25 of 53 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.