Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Recruiting Scoreboard (Q4 2020)

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Adviser(s) Firm joining Firm leaving AUM ($M) Date
Cinthya Pamela BrodzikowskiAmeriprise Financial Services, LLCCharles Schwab & Co., Inc.01-07-2020
Christine Michelle DixonAmeriprise Financial Services, LLCCharles Schwab & Co., Inc.$1003-12-2019
Manuel FadragaBlueKey Wealth Advisors, LLCCharles Schwab & Co., Inc.01-17-2018
Alireza A KandiCetera Investment Services LLCCharles Schwab & Co., Inc.02-11-2020
Sean Thomas LambCreative PlanningCharles Schwab & Co., Inc.03-26-2014
Rodney Jason ScottDushane Management, Inc.Charles Schwab & Co., Inc.06-19-2017
Marco Gabriel LopezE*TRADE Securities LLCCharles Schwab & Co., Inc.09-09-2019
Andrew James MonahanFidelity Brokerage Services LLCCharles Schwab & Co., Inc.08-13-2020
Celestin A MartinFidelity Brokerage Services LLCCharles Schwab & Co., Inc.07-23-2020
Mitchell T SlaterFidelity Brokerage Services LLCCharles Schwab & Co., Inc.07-10-2020
Jennifer Loran DoakFidelity Brokerage Services LLCCharles Schwab & Co., Inc.06-18-2020
Jordan Elizabeth BeckFidelity Brokerage Services LLCCharles Schwab & Co., Inc.04-15-2020
Peter Gove KellyFidelity Brokerage Services LLCCharles Schwab & Co., Inc.02-12-2020
Kathleen Ann PowersFidelity Brokerage Services LLCCharles Schwab & Co., Inc.12-19-2018
Kellen Hindry WilliamsFinancial Harvest Wealth AdvisorsCharles Schwab & Co., Inc.08-28-2018
Andrew Michael GipsonIntegra Capital AdvisorsCharles Schwab & Co., Inc.06-20-2018
Anthony M CapitanoJ.P. Morgan Securities LLCCharles Schwab & Co., Inc.$10012-16-2019
Michael Paul McGahanJackson Wealth Management, LLCCharles Schwab & Co., Inc.09-27-2013
Kenneth Steven YermakKovack Securities Inc.Charles Schwab & Co., Inc.$5001-11-2011
Joseph Ryan StewardLincoln InvestmentCharles Schwab & Co., Inc.09-23-2019
Clayton Edward ThompsonLincoln InvestmentCharles Schwab & Co., Inc.03-27-2019
Michael BondLPL Financial LLCCharles Schwab & Co., Inc.$10008-24-2016
Jeffrey AcklerLPL Financial LLCCharles Schwab & Co., Inc.$30010-08-2015
John GroseLPL Financial LLCCharles Schwab & Co., Inc.$30004-27-2015
James William GarrityLPL Financial LLCCharles Schwab & Co., Inc.12-04-2014
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Showing 1 to 25 of 47 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.