Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Recruiting Scoreboard (Q4 2020)

Recruiting Gains

Firm Total Moves

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Recruiting Losses

Firm Total Moves

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Net Gains

Firm Total Moves

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Net Losses

Firm Total Moves

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Latest moves

Adviser(s) Firm joining Firm leaving AUM ($M) Date
John Phillip ScottBIP Wealth, LLCCharles Schwab & Co., Inc.08-13-2015
Lori Lynn BoykinBIP Wealth, LLCCharles Schwab & Co., Inc.12-08-2014
Dennis A Booker JrBIP Wealth, LLCCharles Schwab & Co., Inc.05-28-2010
William C ArchibaldFinancial Engines Advisors L.L.C.Charles Schwab & Co., Inc.09-23-2019
Kelsie C CarithersGoldman Sachs & Co.Charles Schwab & Co., Inc.09-16-2020
Matthew Kenneth MollMoll Wealth Management, IncCharles Schwab & Co., Inc.$10003-07-2014
Leslie Diane MercierMorgan StanleyCharles Schwab & Co., Inc.07-14-2020
Steven G HartPersonal Capital Advisors CorporationCharles Schwab & Co., Inc.12-23-2019
David L RaymonRaymon Capital Advisors, LLCCharles Schwab & Co., Inc.04-25-2019
Steven Alexander MyersRaymond James & Associates, Inc.Charles Schwab & Co., Inc.03-16-2020
Charles H RandallRBC Capital Markets, LLCCharles Schwab & Co., Inc.$15010-01-2019
Herman Scriven IITIAA-CREF Individual & Institutional Services, LLCCharles Schwab & Co., Inc.09-19-2011

Showing 1 to 12 of 12 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.