Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Latest moves

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Adviser(s) Firm joining Firm leaving AUM ($M) Date
Anthony James KratofilVital Wealth Management, LLCCharles Schwab & Co., Inc.12-14-2018
Tyler Andrew BollaMerrill Lynch, Pierce, Fenner & Smith IncorporatedCharles Schwab & Co., Inc.06-06-2018
Franco S La MarcaSanford C. Bernstein & Co., LLCCharles Schwab & Co., Inc.$1003-01-2018
Jeffrey David GelmanMerrill Lynch, Pierce, Fenner & Smith IncorporatedCharles Schwab & Co., Inc.02-20-2018
John Michael StokenJ.P. Morgan Securities LLCCharles Schwab & Co., Inc.$10012-11-2017
Robert John RosenthalMorgan StanleyCharles Schwab & Co., Inc.11-24-2017
Marc Elliott BannosMerrill Lynch, Pierce, Fenner & Smith IncorporatedCharles Schwab & Co., Inc.11-10-2017
Michael Bruce TursiPNC InvestmentsCharles Schwab & Co., Inc.08-17-2017
Ryan Andrew HofgesangJ.P. Morgan Securities LLCCharles Schwab & Co., Inc.07-03-2017
Brendon G AndersonJ.P. Morgan Securities LLCCharles Schwab & Co., Inc.$10009-20-2016
Anthony Richard SpangenbergSavant Capital ManagementCharles Schwab & Co., Inc.09-08-2016
Amy L FarberMerrill Lynch, Pierce, Fenner & Smith IncorporatedCharles Schwab & Co., Inc.08-02-2016
Evan Gregory ParryJ.P. Morgan Securities LLCCharles Schwab & Co., Inc.07-26-2016
Brian D EathertonJ.P. Morgan Securities LLCCharles Schwab & Co., Inc.06-22-2016
Steven John GillhausBMO Harris Financial Advisors, Inc.Charles Schwab & Co., Inc.05-05-2016
Genevieve Grace Mallari BajajJ.P. Morgan Securities LLCCharles Schwab & Co., Inc.04-22-2016
Mark Stephen MccallumBMO Harris Financial Advisors, Inc.Charles Schwab & Co., Inc.03-01-2016
Jill Elizabeth GoszJ.P. Morgan Securities LLCCharles Schwab & Co., Inc.$111-09-2015
Frederick Gregory LucasJ.P. Morgan Securities LLCCharles Schwab & Co., Inc.10-16-2015
Laquanta N WhiteUBS Financial Services Inc.Charles Schwab & Co., Inc.10-13-2015
Brendan M SullivanHighTower Securities, LLCCharles Schwab & Co., Inc.$1,00007-31-2015
Khyla Priscilla BarnesStrategic Advisers LLCCharles Schwab & Co., Inc.07-08-2015
Andrew Phillip DidierStrategic Advisers LLCCharles Schwab & Co., Inc.02-27-2015
Adam Jacob BeierleSecurities Service Network, LLCCharles Schwab & Co., Inc.04-29-2014
Lyle Tod BerksonJ.P. Morgan Securities LLCCharles Schwab & Co., Inc.$5002-28-2014
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Showing 1 to 25 of 41 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.

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