Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves

Filters

Adviser(s) Firm joining Firm leaving AUM ($M) Date
Ethan R. MorrisJ.P. Morgan Securities LLCCharles Schwab & Co., Inc.02-18-2020
James R. DawsonSentinus-Halo Securities, LLCCharles Schwab & Co., Inc.12-04-2019
David M RaschU.S. Bancorp Investments, Inc.Charles Schwab & Co., Inc.09-23-2019
Mark James RamsethFifth Third Securities, Inc.Charles Schwab & Co., Inc.09-19-2019
Neal Robert GobyFifth Third Securities, Inc.Charles Schwab & Co., Inc.08-27-2019
Evan V. SerwinskiTC Wealth Partners, LLCCharles Schwab & Co., Inc.08-02-2019
Troy Andrew ThuesonJ.P. Morgan Securities LLCCharles Schwab & Co., Inc.07-24-2019
Jack RubleJ.P. Morgan Securities LLCCharles Schwab & Co., Inc.02-12-2019
Anthony James KratofilVital Wealth Management, LLCCharles Schwab & Co., Inc.12-14-2018
Brett Lee SchulzJ.P. Morgan Securities LLCCharles Schwab & Co., Inc.$15012-04-2018
Aram Michael TopalianJ.P. Morgan Securities LLCCharles Schwab & Co., Inc.11-27-2018
Cameron Lawrence WheelerJ.P. Morgan Securities LLCCharles Schwab & Co., Inc.08-30-2018
Linda Silverman TarbetJ.P. Morgan Securities LLCCharles Schwab & Co., Inc.08-21-2018
Britt Ryan AndrosGoldman Sachs & Co.Charles Schwab & Co., Inc.08-06-2018
Robert Thomas HinkelThe Mather Group, LLCCharles Schwab & Co., Inc.08-03-2018
Jonathan Raymond JanskyJ.P. Morgan Securities LLCCharles Schwab & Co., Inc.07-24-2018
Tyler A. BollaMerrill Lynch, Pierce, Fenner & Smith IncorporatedCharles Schwab & Co., Inc.06-06-2018
Peter Edward HodgmanJ.P. Morgan Securities LLCCharles Schwab & Co., Inc.04-18-2018
Archie B. Gaither Jr.Northwestern Mutual Investment Services, LLCCharles Schwab & Co., Inc.04-09-2018
Franco S. La MarcaSanford C. Bernstein & Co., LLCCharles Schwab & Co., Inc.03-01-2018
Jeffrey David GelmanMerrill Lynch, Pierce, Fenner & Smith IncorporatedCharles Schwab & Co., Inc.02-20-2018
John Michael StokenJ.P. Morgan Securities LLCCharles Schwab & Co., Inc.$10012-11-2017
Marlo Anne ChambersTIAA-CREF Individual & Institutional Services, LLCCharles Schwab & Co., Inc.08-23-2017
Michael B. TursiPNC InvestmentsCharles Schwab & Co., Inc.08-17-2017
Ryan Andrew HofgesangJ.P. Morgan Securities LLCCharles Schwab & Co., Inc.07-03-2017
Next Page »

Showing 1 to 25 of 61 entries

Page 1 | 2 | 3

Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.