Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves

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Adviser(s) Firm joining Firm leaving AUM ($M) Date
Brian Joseph OwenBJO Wealth Management LLC.Charles Schwab & Co., Inc.10-07-2013
Brett Lee SchulzJ.P. Morgan Securities LLCCharles Schwab & Co., Inc.$15012-04-2018
Aram Michael TopalianJ.P. Morgan Securities LLCCharles Schwab & Co., Inc.11-27-2018
Cameron Lawrence WheelerJ.P. Morgan Securities LLCCharles Schwab & Co., Inc.08-30-2018
John Michael StokenJ.P. Morgan Securities LLCCharles Schwab & Co., Inc.$10012-11-2017
Ryan Andrew HofgesangJ.P. Morgan Securities LLCCharles Schwab & Co., Inc.07-03-2017
Brendon G. AndersonJ.P. Morgan Securities LLCCharles Schwab & Co., Inc.$10009-20-2016
Evan Gregory ParryJ.P. Morgan Securities LLCCharles Schwab & Co., Inc.07-26-2016
Brian D. EathertonJ.P. Morgan Securities LLCCharles Schwab & Co., Inc.06-22-2016
Frederick Gregory LucasJ.P. Morgan Securities LLCCharles Schwab & Co., Inc.10-16-2015
Lyle Tod BerksonJ.P. Morgan Securities LLCCharles Schwab & Co., Inc.02-28-2014
Qamil DervishiJ.P. Morgan Securities LLCCharles Schwab & Co., Inc.01-07-2014
Tyler A. BollaMerrill Lynch, Pierce, Fenner & Smith IncorporatedCharles Schwab & Co., Inc.06-06-2018
Jeffrey David GelmanMerrill Lynch, Pierce, Fenner & Smith IncorporatedCharles Schwab & Co., Inc.02-20-2018
Brandon Lee KerndtMesirow Financial, Inc.Charles Schwab & Co., Inc.07-12-2010
Archie B. Gaither Jr.Northwestern Mutual Investment Services, LLCCharles Schwab & Co., Inc.04-09-2018
Michael B. TursiPNC InvestmentsCharles Schwab & Co., Inc.08-17-2017
Franco S. La MarcaSanford C. Bernstein & Co., LLCCharles Schwab & Co., Inc.$1003-01-2018
Anthony Richard SpangenbergSavant Capital ManagementCharles Schwab & Co., Inc.09-08-2016
Adam Jacob BeierleSecurities Service Network, LLCCharles Schwab & Co., Inc.04-29-2014
Ryan Thomas ShaughnessyThe Mosaic Financial Group, LLCCharles Schwab & Co., Inc.12-15-2010
Laquanta N. WhiteUBS Financial Services Inc.Charles Schwab & Co., Inc.10-13-2015
Anthony James KratofilVital Wealth Management, LLCCharles Schwab & Co., Inc.12-14-2018

Showing 1 to 23 of 23 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.

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