Advisers on the Move TEST

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Latest moves


Adviser(s) Firm joining Firm leaving AUM ($M) Date
Blaine William CoyleWells Fargo Clearing Services, LLCCharles Schwab & Co., Inc.03-23-2016
Anthony James KratofilVital Wealth Management, LLCCharles Schwab & Co., Inc.12-14-2018
Laquanta N. WhiteUBS Financial Services Inc.Charles Schwab & Co., Inc.10-13-2015
Heather Ashley Brown FaircloughUBS Financial Services Inc.Charles Schwab & Co., Inc.02-04-2011
David M RaschU.S. Bancorp Investments, Inc.Charles Schwab & Co., Inc.09-23-2019
Marlo Anne ChambersTIAA-CREF Individual & Institutional Services, LLCCharles Schwab & Co., Inc.08-23-2017
Daniel Phillip CherrinTIAA-CREF Individual & Institutional Services, LLCCharles Schwab & Co., Inc.$10001-29-2015
Ryan Thomas ShaughnessyThe Mosaic Financial Group, LLCCharles Schwab & Co., Inc.12-15-2010
Robert Thomas HinkelThe Mather Group, LLCCharles Schwab & Co., Inc.08-03-2018
Evan V. SerwinskiTC Wealth Partners, LLCCharles Schwab & Co., Inc.08-02-2019
James R. DawsonSentinus-Halo Securities, LLCCharles Schwab & Co., Inc.12-04-2019
Adam Jacob BeierleSecurities Service Network, LLCCharles Schwab & Co., Inc.04-29-2014
Richard Michael TauerScottrade, Inc.Charles Schwab & Co., Inc.01-23-2015
Anthony Richard SpangenbergSavant Capital ManagementCharles Schwab & Co., Inc.$5009-08-2016
Franco S. La MarcaSanford C. Bernstein & Co., LLCCharles Schwab & Co., Inc.03-01-2018
Michael B. TursiPNC InvestmentsCharles Schwab & Co., Inc.08-17-2017
Nancy Carole NovakPNC InvestmentsCharles Schwab & Co., Inc.$15001-03-2011
Archie B. Gaither Jr.Northwestern Mutual Investment Services, LLCCharles Schwab & Co., Inc.04-09-2018
Sara Beth CookeMorgan StanleyCharles Schwab & Co., Inc.07-10-2012
Brandon Lee KerndtMesirow Financial, Inc.Charles Schwab & Co., Inc.07-12-2010
Tyler A. BollaMerrill Lynch, Pierce, Fenner & Smith IncorporatedCharles Schwab & Co., Inc.06-06-2018
Jeffrey David GelmanMerrill Lynch, Pierce, Fenner & Smith IncorporatedCharles Schwab & Co., Inc.02-20-2018
Amy L. FarberMerrill Lynch, Pierce, Fenner & Smith IncorporatedCharles Schwab & Co., Inc.08-02-2016
Ethan R. MorrisJ.P. Morgan Securities LLCCharles Schwab & Co., Inc.02-18-2020
Troy Andrew ThuesonJ.P. Morgan Securities LLCCharles Schwab & Co., Inc.07-24-2019
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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.